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PAVmed Inc. — Director's Dealing 2019
Feb 4, 2019
35221_dirs_2019-02-04_7333e6d8-e938-4c52-8193-d6a3be83719a.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: PAVmed Inc. (PAVM)
CIK: 0001624326
Period of Report: 2018-12-31
Reporting Person: MCGRATH DENNIS M (EVP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-06-12 | Common Stock | X | 12000 | — | Acquired | 24000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-06-12 | Series Z Warrants | $1.60 | X | 12000 | Acquired | 2024-04-30 | Common Stock (12000) | Direct |
| 2018-06-12 | Subscription Rights (Right to Buy) | $1.15 | X | 12000 | Disposed | 2018-06-12 | Units (1 share of Common Stock and 1 Series Z Warrant) (12000) | Direct |
Footnotes
F1: The reporting person purchased units from the issuer in the issuer's equity rights offering, each unit consisting of one share of the issuer's common stock and one Series Z Warrant, at a price of $1.15 per unit.
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