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PAVmed Inc. Director's Dealing 2019

Feb 4, 2019

35221_dirs_2019-02-04_7333e6d8-e938-4c52-8193-d6a3be83719a.zip

Director's Dealing

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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: PAVmed Inc. (PAVM)
CIK: 0001624326
Period of Report: 2018-12-31

Reporting Person: MCGRATH DENNIS M (EVP & CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-06-12 Common Stock X 12000 Acquired 24000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-06-12 Series Z Warrants $1.60 X 12000 Acquired 2024-04-30 Common Stock (12000) Direct
2018-06-12 Subscription Rights (Right to Buy) $1.15 X 12000 Disposed 2018-06-12 Units (1 share of Common Stock and 1 Series Z Warrant) (12000) Direct

Footnotes

F1: The reporting person purchased units from the issuer in the issuer's equity rights offering, each unit consisting of one share of the issuer's common stock and one Series Z Warrant, at a price of $1.15 per unit.