Regulatory Filings • May 7, 2014
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Download Source File8-K 1 document.htm FORM 8-K FILING DOCUMENT html PUBLIC "-//W3C//DTD HTML 4.01 Transitional//EN" "http://www.w3.org/TR/html4/loose.dtd" Form 8-K Filing
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) May 6, 2014
PATRIOT NATIONAL BANCORP, INC. (Exact name of registrant as specified in its charter)
Registrant's State of Inc, File and IRS Number
| Connecticut | 000-29599 | 06-1559137 |
|---|---|---|
| (State or other jurisdiction of incorporation) | (Commission File Number) | (IRS Employer Identification No.) |
Registrant's Postal Addess and Zip Code
| 900 Bedford Street, Stamford, Connecticut | 06901 |
|---|---|
| (Address of principal executive offices) | (Zip Code) |
Registrant's telephone number, including area code: (203) 324-7500
Not Applicable (Former name or former address, if changed since last report)
Simultaneous filing obligation checkboxes
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| [ ] | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
|---|---|
| [ ] | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| [ ] | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| [ ] | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 2.02. Results of Operations and Financial Condition.
On May 6, 2014, Patriot National Bancorp, Inc. ("Patriot") issued a press release announcing its financial results and accomplishments for the three months ended March 31, 2014. A copy of Patriot's press release is attached to this report as Exhibit 99.1 and incorporated herein by reference.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits
| Exhibit No. | Description |
|---|---|
| 99.1 | Patriot National Bancorp, Inc., Press Release, issued May 6, 2014. |
Registrant's Signature
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| PATRIOT NATIONAL BANCORP, INC. (Registrant) | |
|---|---|
| May 6, 2014 (Date) | /s/ CHRISTINA L. MAIER Christina L. Maier Executive Vice President and Chief Financial Officer |
EXHIBIT INDEX
| Exhibit No. | Description |
|---|---|
| 99.1 | Patriot National Bancorp, Inc., Press Release, issued May 6, 2014. |
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