PATRIOT NATIONAL BANCORP INC

Regulatory Filings • May 12, 2008

8-K 1 pnbk8k-051208.htm PATRIOT NATIONAL BANCORP, INC. 8-K 05 12 08 pnbk8k-051208.htm Licensed to: TylerCooper & Alcorn, LLP Document Created using EDGARizer 4.0.5.0 Copyright 1995 - 2008 EDGARfilings, Ltd., an IEC company. All rights reserved

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(D) OF

THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): May 12, 2008

PATRIOT NATIONAL BANCORP, INC.

(Exact name of registrant as specified in its charter)

Connecticut	000-29599	06-1559137
(State
or other jurisdiction of incorporation or organization)	(Commission
File Number)	(I.R.S.
employer identification number)

900 Bedford Street

Stamford, Connecticut 06901

(203)324-7500

(Address of principal executive offices)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

| ¨ | Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425) |
| --- | --- |
| ¨ | Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12) |
| ¨ | Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b)) |
| ¨ | Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c)) |

TABLE OF CONTENTS

| Item
4.02 | Non-Reliance
on Previously Issued Financial Statements or a Related Audit Report or
Completed Interim Review |
| --- | --- |
| Item
9.01 | Financial
Statements and Exhibits |
| SIGNATURES | |
| EXHIBIT
INDEX | |
| 99.1 | Press
Release dated May 12, 2008 |

| Item
4.02 |
| --- |
| On
May 12, 2008 Patriot National Bancorp, Inc. issued a press release
describing an amendment to the unaudited results of operations for the
first quarter ended March 31, 2008 announced on May 1,
2008. |

Item 9.01 Financial Statements and Exhibits.

| (a) | Not
applicable. |
| --- | --- |
| (b) | Not
applicable. |
| (c) | Not
applicable. |
| (d) | Exhibits. |

| Exhibit
Number | Description |
| --- | --- |
| 99.1 | Press
Release dated May 12, 2008 |

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

By: /s/ Robert F.
O'Connell
Robert F.
O’Connell
Senior Executive Vice
President
Chief Financial
Officer
May
12, 2008

EXHIBIT INDEX

Exhibit Number	Description
99.1	Press
Release dated May 12, 2008