Pathfinder Bancorp, Inc. — Director's Dealing 2023

Mar 23, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Pathfinder Bancorp, Inc. (PBHC)
CIK: 0001609065
Period of Report: 2023-03-23

Reporting Person: Phillips Daniel R (Senior Vice President)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	16272	Direct
Common Stock	12387	Indirect
Common Stock	6021	Indirect
Common Stock	730	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Options	$10.81	2026-04-01	Common Stock (12237)	12237	Direct
Stock Options	$11.35	2026-05-06	Common Stock (15816)	15816	Direct

Footnotes

F1: Reflects ESOP shares allocated in March 2022

F2: POA for spouse - 401(k) Plan shares