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Pathfinder Bancorp, Inc. — Director's Dealing 2023
May 5, 2023
34220_dirs_2023-05-05_ffbc3627-ac6a-46bb-98fd-d113d87b9ef4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Pathfinder Bancorp, Inc. (PBHC)
CIK: 0001609065
Period of Report: 2023-05-04
Reporting Person: Dowd James A. (Interim President, CEO and COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-05-04 | Common Stock | P | 820 | $12.974 | Acquired | 17427 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 20704 | Direct |
| Common Stock | 19203 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options | $11.35 | 2026-05-06 | Common Stock (15816) | 15816 | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $12.96 to $12.9899. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
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