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Pathfinder Bancorp, Inc. — Director's Dealing 2023
May 8, 2023
34220_dirs_2023-05-08_ab3edbee-25d1-4483-8134-b07bf5e73754.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Pathfinder Bancorp, Inc. (PBHC)
CIK: 0001609065
Period of Report: 2023-05-05
Reporting Person: Ayoub David A. (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-05-05 | Common Stock | M | 8236 | $8.4264 | Acquired | 11751 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-05-05 | Stock Options | $8.4264 | M | 8236 | Disposed | 2023-07-25 | Common Stock (0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 17763 | Indirect |
| Common Stock | 1647 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options | $11.35 | 2026-05-06 | Common Stock (8787) | 8787 | Direct |
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