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Pathfinder Bancorp, Inc. — Director's Dealing 2023
Aug 17, 2023
34220_dirs_2023-08-17_83035c89-6306-46b6-aa5e-ed0440721060.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Pathfinder Bancorp, Inc. (PBHC)
CIK: 0001609065
Period of Report: 2023-08-08
Reporting Person: Corriders Calvin (First Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-08-08 | Common Stock | M | 8647 | $10.81 | Acquired | 18731 | Direct |
| 2023-08-08 | Common Stock | M | 7908 | $11.35 | Acquired | 26639 | Direct |
| 2023-08-08 | Common Stock | M | 1000 | $10.37 | Acquired | 27639 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 15974 | Indirect |
| Common Stock | 6492 | Indirect |
| Common Stock | 2000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options | $10.81 | 2026-04-01 | Common Stock (0) | 0 | Direct |
| Stock Options | $11.35 | 2026-05-06 | Common Stock (0) | 0 | Direct |
| Stock Options | $10.37 | 2030-10-28 | Common Stock (0) | 500 | Direct |
Footnotes
F1: Stock Options exercised on 8/8/23 were inadvertently omitted from Table 1 - Non Derivative Securities Acquired.
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