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Pathfinder Bancorp, Inc. — Director's Dealing 2023
Sep 15, 2023
34220_dirs_2023-09-15_efdbf982-d124-4784-8468-8265b2b81b38.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Pathfinder Bancorp, Inc. (PBHC)
CIK: 0001609065
Period of Report: 2023-09-14
Reporting Person: Phillips Daniel R (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-09-14 | Common Stock | M | 5000 | $10.81 | Acquired | 21272 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-09-14 | Stock Options | $10.81 | M | 5000 | Disposed | 2026-04-01 | Common Stock (5000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 12387 | Indirect |
| Common Stock | 6021 | Indirect |
| Common Stock | 730 | Indirect |
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