Pathfinder Bancorp, Inc. — Director's Dealing 2021

Apr 29, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Pathfinder Bancorp, Inc. (PBHC)
CIK: 0001609065
Period of Report: 2021-03-10

Reporting Person: Corriders Calvin (First Vice President)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	2000	Direct
Common Stock	10084	Direct
Common Stock	15974	Indirect
Common Stock	4979	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Options	$10.37	2030-10-28	Common Stock (1500)	1500	Direct
Stock Options	$10.81	2026-04-01	Common Stock (0)	8647	Direct
Stock Options	$11.35	2026-05-06	Common Stock (0)	7908	Direct

Footnotes

F1: (1) Reflects ESOP shares allocated in March 2021