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Pathfinder Bancorp, Inc. — Director's Dealing 2021
Apr 29, 2021
34220_dirs_2021-04-29_7ea70ee4-6183-464a-a88e-977843e196b9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Pathfinder Bancorp, Inc. (PBHC)
CIK: 0001609065
Period of Report: 2021-03-10
Reporting Person: Dowd James A. (EVP, COO)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 14217 | Direct |
| Common Stock | 17185 | Indirect |
| Common Stock | 16607 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options | $5.4638 | 2021-06-23 | Common Stock (6237) | 6237 | Direct |
| Stock Options | $11.35 | 2026-05-06 | Common Stock (15816) | 15816 | Direct |
Footnotes
F1: Reflects ESOP shares allocated in March 2021
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