Pathfinder Bancorp, Inc. — Director's Dealing 2021

Apr 30, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Pathfinder Bancorp, Inc. (PBHC)
CIK: 0001609065
Period of Report: 2021-03-10

Reporting Person: Kimball Lisa A (First Vice President)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	5563	Indirect
Common Stock	4998	Indirect
Common Stock	3108	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Options	$11.35	2026-05-06	Common Stock (528)	528	Direct
Stock Options	$10.37	2030-10-28	Common Stock (1500)	1500	Direct

Footnotes

F1: Reflects ESOP shares allocated in March 2021