Pathfinder Bancorp, Inc. — Director's Dealing 2021

Jun 16, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Pathfinder Bancorp, Inc. (PBHC)
CIK: 0001609065
Period of Report: 2021-06-15

Reporting Person: Dowd James A. (EVP, COO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-06-15	Common Stock	M	6237	$5.4638	Acquired	20454	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-06-15	Stock Options	$5.4638	M	6237	Disposed	2021-06-23	Common Stock (6237)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	17185	Indirect
Common Stock	16607	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Options	$11.35	2026-05-06	Common Stock (15816)	15816	Direct