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Pathfinder Bancorp, Inc. — Director's Dealing 2021
Nov 9, 2021
34220_dirs_2021-11-09_766dbc79-1530-4825-ac44-4cafdd3b5027.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Pathfinder Bancorp, Inc. (PBHC)
CIK: 0001609065
Period of Report: 2021-11-08
Reporting Person: Phillips Daniel R (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-08 | Common Stock | M | 2000 | $10.81 | Acquired | 10381 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-08 | Stock Options | $10.81 | M | 2000 | Disposed | 2026-04-01 | Common Stock (2000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 10803 | Indirect |
| Common Stock | 6021 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options | $11.35 | 2026-05-06 | Common Stock (15816) | 15816 | Direct |
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