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Pathfinder Bancorp, Inc. — Director's Dealing 2021
Nov 16, 2021
34220_dirs_2021-11-16_0ab1bb00-4dae-4f05-ad8e-3c15396765bf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Pathfinder Bancorp, Inc. (PBHC)
CIK: 0001609065
Period of Report: 2021-11-15
Reporting Person: SHARKEY JOHN F. III (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-15 | Common Stock | M | 8787 | $11.35 | Acquired | 23302 | Direct |
| 2021-11-15 | Common Stock | M | 8236 | $11.09 | Acquired | 31538 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-15 | Stock Options | $11.35 | M | 8787 | Disposed | 2026-05-06 | Common Stock (8787) | Direct |
| 2021-11-15 | Stock Options | $11.09 | M | 8236 | Disposed | 2025-11-02 | Common Stock (8236) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 20000 | Indirect |
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