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Pathfinder Bancorp, Inc. — Director's Dealing 2021
Nov 19, 2021
34220_dirs_2021-11-19_dc728adc-8283-44a1-841d-f0824eca4e8c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Pathfinder Bancorp, Inc. (PBHC)
CIK: 0001609065
Period of Report: 2021-11-18
Reporting Person: SCHNEIDER THOMAS W (President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-18 | Common Stock | M | 400 | $11.35 | Acquired | 32773 | Direct |
| 2021-11-18 | Common Stock | M | 400 | $17.00 | Disposed | 32373 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-18 | Stock Options | $11.35 | M | 400 | Disposed | 2026-05-06 | Common Stock (400) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 18307 | Indirect |
| Common Stock | 23262 | Indirect |
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