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Pathfinder Bancorp, Inc. Director's Dealing 2021

Nov 29, 2021

34220_dirs_2021-11-29_f4bf08af-ad87-409c-920b-4270fa0fb1f6.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Pathfinder Bancorp, Inc. (PBHC)
CIK: 0001609065
Period of Report: 2021-11-24

Reporting Person: Rusnak Walter (Senior Vice President, CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-11-24 Common Stock P 1223 $16.98 Acquired 23000 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 31873 Direct
Common Stock 2463 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Options $10.37 2030-10-28 Common Stock (39668) 39668 Direct

Footnotes

F1: This transaction was executed in multiple trades at prices ranging from $16.9798 to $16.98. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.