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Pathfinder Bancorp, Inc. Director's Dealing 2021

Dec 1, 2021

34220_dirs_2021-12-01_751693fa-3757-4021-b2ea-471e6a11d6d2.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Pathfinder Bancorp, Inc. (PBHC)
CIK: 0001609065
Period of Report: 2021-11-23

Reporting Person: SCHNEIDER THOMAS W (President and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-11-23	Common Stock	M	4	$11.35	Acquired	32377	Direct
2021-11-23	Common Stock	M	4	$17.05	Disposed	32373	Direct
2021-11-26	Common Stock	M	13	$11.35	Acquired	32386	Direct
2021-11-26	Common Stock	M	13	$17.00	Disposed	32373	Direct
2021-11-30	Common Stock	M	100	$11.35	Acquired	32473	Direct
2021-11-30	Common Stock	M	100	$17.24	Disposed	32373	Direct
2021-12-01	Common Stock	M	100	$11.35	Acquired	32473	Direct
2021-12-01	Common Stock	M	100	$17.00	Disposed	32373	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-11-23	Stock Options	$11.35	M	4	Disposed	2026-05-06	Common Stock (4)	Direct
2021-11-26	Stock Options	$11.35	M	13	Disposed	2026-05-06	Common Stock (13)	Direct
2021-11-30	Stock Options	$11.35	M	100	Disposed	2026-05-06	Common Stock (100)	Direct
2021-12-01	Stock Options	$11.35	M	100	Disposed	2026-05-06	Common Stock (100)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	18307	Indirect
Common Stock	23262	Indirect