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Pathfinder Bancorp, Inc. — Director's Dealing 2020
Mar 11, 2020
34220_dirs_2020-03-11_f406aa97-2fbf-4544-939c-529a215f6864.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Pathfinder Bancorp, Inc. (PBHC)
CIK: 0001609065
Period of Report: 2020-03-10
Reporting Person: Dowd James A. (EVP, COO)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 14217 | Direct |
| Common Stock | 15947 | Indirect |
| Common Stock | 15727 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options | $5.4638 | 2021-06-23 | Common Stock (6237) | 6237 | Direct |
| Stock Options | $11.35 | 2026-05-06 | Common Stock (15816) | 15816 | Direct |
Footnotes
F1: Reflects ESOP shares allocated in March 2020
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