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Pathfinder Bancorp, Inc. — Director's Dealing 2020
Mar 11, 2020
34220_dirs_2020-03-11_983a5744-eb53-4bab-bcba-becb984ea91d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Pathfinder Bancorp, Inc. (PBHC)
CIK: 0001609065
Period of Report: 2020-03-10
Reporting Person: Phillips Daniel R (Senior Vice President)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 8381 | Direct |
| Common Stock | 9881 | Indirect |
| Common Stock | 6021 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options | $10.81 | 2026-04-01 | Common Stock (22237) | 22337 | Direct |
| Stock Options | $11.35 | 2026-05-06 | Common Stock (15816) | 15816 | Direct |
Footnotes
F1: Reflects ESOP shares allocated in March 2020
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