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Pathfinder Bancorp, Inc. — Director's Dealing 2019
Aug 23, 2019
34220_dirs_2019-08-23_64d78f56-19b2-4e84-81b0-0ad7846921bd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Pathfinder Bancorp, Inc. (PBHC)
CIK: 0001609065
Period of Report: 2019-08-22
Reporting Person: SCHNEIDER THOMAS W (President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-08-22 | Common Stock | S | 300 | $12.7883 | Disposed | 34773 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 15841 | Indirect |
| Common Stock | 23262 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options | $11.35 | 2026-05-06 | Common Stock (26361) | 26361 | Direct |
Footnotes
F1: This transaction was executed in three trades at prices ranging from $12.57 to $13.015. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
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