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Pathfinder Bancorp, Inc. Director's Dealing 2019

Aug 23, 2019

34220_dirs_2019-08-23_64d78f56-19b2-4e84-81b0-0ad7846921bd.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Pathfinder Bancorp, Inc. (PBHC)
CIK: 0001609065
Period of Report: 2019-08-22

Reporting Person: SCHNEIDER THOMAS W (President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-08-22 Common Stock S 300 $12.7883 Disposed 34773 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 15841 Indirect
Common Stock 23262 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Options $11.35 2026-05-06 Common Stock (26361) 26361 Direct

Footnotes

F1: This transaction was executed in three trades at prices ranging from $12.57 to $13.015. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.