Pathfinder Bancorp, Inc. — Director's Dealing 2018

Mar 12, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Pathfinder Bancorp, Inc. (PBHC)
CIK: 0001609065
Period of Report: 2018-03-08

Reporting Person: MERVINE EDWARD (Senior Vice President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-03-08	Common Stock	M	1854	$5.4638	Acquired	13295	Direct
2018-03-08	Common Stock	M	1854	$15.5912	Disposed	11441	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-03-08	Stock Options	$5.4638	M	1854	Disposed	2021-06-23	Common Stock (1854)	Direct

Footnotes

F1: This transaction was executed in multiple trades at prices ranging from $15.45 to $15.70. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.