Pathfinder Bancorp, Inc. — Director's Dealing 2018

Jun 1, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Pathfinder Bancorp, Inc. (PBHC)
CIK: 0001609065
Period of Report: 2018-06-01

Reporting Person: Dowd James A. (EVP, COO, CFO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-06-01	Common Stock	M	6000	$5.4638	Acquired	16217	Direct
2018-06-01	Common Stock	M	6000	$15.6243	Disposed	10217	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-06-01	Stock Options	$5.4638	M	6000	Disposed	2021-06-23	Common Stock (6000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	11182	Indirect
Common Stock	15727	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Options	$11.35	2026-05-06	Common Stock (15816)	15816	Direct

Footnotes

F1: This transaction was executed in multiple trades at prices ranging from $15.60 to $15.85. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.