Pathfinder Bancorp, Inc. — Director's Dealing 2018

Nov 30, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Pathfinder Bancorp, Inc. (PBHC)
CIK: 0001609065
Period of Report: 2018-11-30

Reporting Person: SCHNEIDER THOMAS W (President and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-11-30	Common Stock	S	4000	$14.753	Disposed	21073	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	11797	Indirect
Common Stock	23262	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Options	$11.35	2026-05-06	Common Stock (26361)	26361	Direct
Stock Options	$5.4638	2021-06-23	Common Stock (2091)	2091	Direct

Footnotes

F1: This transaction was executed in multiple trades at prices ranging from $14.75 to $14.79. Th price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.