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Paramount Gold Nevada Corp. Director's Dealing 2018

Jan 25, 2018

34168_dirs_2018-01-24_6b181e5e-7fd9-42e8-9750-5a08f5c10e65.zip

Director's Dealing

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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: Paramount Gold Nevada Corp. (PZG)
CIK: 0001629210
Period of Report: 2017-06-30

Reporting Person: FCMI Parent Co. (10% Owner)
Reporting Person: FCMI FINANCIAL CORP ET AL (10% Owner)
Reporting Person: FRIEDBERG ALBERT (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-06-16 Common Stock, par value $0.01 per share P 1600 $1.59 Acquired 3247178 Direct
2017-06-19 Common Stock, par value $0.01 per share P 1600 $1.60 Acquired 3247178 Direct
2017-06-20 Common Stock, par value $0.01 per share P 1800 $1.59 Acquired 3247178 Direct
2017-06-21 Common Stock, par value $0.01 per share P 1400 $1.58 Acquired 3247178 Direct
2017-06-22 Common Stock, par value $0.01 per share P 400 $1.58 Acquired 3247178 Direct
2017-06-23 Common Stock, par value $0.01 per share P 2800 $1.58 Acquired 3247178 Direct
2017-06-26 Common Stock, par value $0.01 per share P 5200 $1.60 Acquired 3247178 Direct
2017-06-27 Common Stock, par value $0.01 per share P 1420 $1.56 Acquired 3247178 Direct
2017-06-28 Common Stock, par value $0.01 per share P 5100 $1.57 Acquired 3247178 Direct
2017-06-29 Common Stock, par value $0.01 per share P 1312 $1.54 Acquired 3247178 Direct
2017-06-30 Common Stock, par value $0.01 per share P 3100 $1.55 Acquired 3247178 Direct
2017-07-03 Common Stock, par value $0.01 per share P 1700 $1.51 Acquired 3247178 Direct
2017-07-05 Common Stock, par value $0.01 per share P 1300 $1.46 Acquired 3247178 Direct
2017-07-06 Common Stock, par value $0.01 per share P 800 $1.47 Acquired 3247178 Direct
2017-07-07 Common Stock, par value $0.01 per share P 2666 $1.42 Acquired 3247178 Direct
2017-07-10 Common Stock, par value $0.01 per share P 2600 $1.40 Acquired 3247178 Direct
2017-07-11 Common Stock, par value $0.01 per share P 1800 $1.42 Acquired 3247178 Direct
2017-07-12 Common Stock, par value $0.01 per share P 5100 $1.46 Acquired 3247178 Direct
2017-07-13 Common Stock, par value $0.01 per share P 3400 $1.42 Acquired 3247178 Direct
2017-07-14 Common Stock, par value $0.01 per share P 4500 $1.46 Acquired 3247178 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Warrants to purchase Common Stock $ 2019-02-14 Common Stock (248400) 248400 Direct

Footnotes

F1: All shares acquired in the transactions reported in Table I of this Form 5 were acquired by FCMI Parent Co. and were included in the total beneficial ownership of the Reporting Persons shown in Column 5, "Amount of Securities Beneficially Owned Following Reported Transaction(s)," of the Form 4 filed by the Reporting Persons on October 16. 2017.

F2: Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly-owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3.

F3: Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.

F4: From February 14, 2017 to and including February 14, 2018, $2.00 per share; from February 15, 2018 to and including February 14, 2019, $2.25 per share, in each case subject to adjustment for certain events set forth in the warrants.