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Paramount Gold Nevada Corp. — Director's Dealing 2017
Oct 16, 2017
34168_dirs_2017-10-16_b7c66449-a7ad-4b46-9693-1c9a6a65b622.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Paramount Gold Nevada Corp. (PZG)
CIK: 0001629210
Period of Report: 2017-10-12
Reporting Person: FCMI Parent Co. (10% Owner)
Reporting Person: FCMI FINANCIAL CORP ET AL (10% Owner)
Reporting Person: FRIEDBERG ALBERT (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-10-12 | Common Stock, par value $0.01 per share | P | 1075000 | $1.40 | Acquired | 4347910 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Warrants to purchase Common Stock | $ | 2019-02-14 | Common Stock (248400) | 248400 | Direct |
Footnotes
F1: On October 12, 2017, FCMI Parent Co. purchased 1,075,000 shares of the Issuer's common stock. FCMI Financial Corp.is a wholly-owned subsidiary of FCMI Parent Co.
F2: Of such 4,347,910 shares, 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.
F3: From February 14, 2017 to and including February 14, 2018, $2.00 per share; from February 15, 2018 to and including February 14, 2019, $2.25 per share, in each case subject to adjustment for certain events set forth in the warrants.