AI assistant
Pangaea Connectivity Technology Limited — Share Issue/Capital Change 2021
Jan 29, 2021
49946_rns_2021-01-29_da6f650d-7ef4-4025-839f-1b280c5e756c.pdf
Share Issue/Capital Change
Open in viewerOpens in your device viewer
Please use this form if you want the Public Offer Shares to be issued in your name 如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格
This Application Form uses the same terms as defined in the prospectus of Pangaea Connectivity Technology Limited (the “ Company ”) dated 30 January 2021 (the “ Prospectus ”). Staple your 本申請表格所用詞彙與環聯連訊科技有限公司(「 本公司 」)於二零二一年一月三十日刊發的招股章程(「 招 股章程 」)所界定者具有相同涵義。 payment here Neither this Application Form nor the Prospectus constitutes an offer to sell or the solicitation of an offer 請將股款 to buy any Public Offer Shares in any jurisdiction other than Hong Kong. The Public Offer Shares may not 緊釘在此 be offered or sold in the United States without registration or an exemption from registration under the U.S. Securities Act. 本申請表格及招股章程概不構成在香港以外司法權區要約出售或游說要約購買公開發售股份。若無根 據美國《證券法》登記或豁免登記,公開發售股份不得在美國提呈發售或出售。 This Application Form and the Prospectus may not be forwarded or distributed or reproduced (in whole or in part) in any manner whatsoever in any jurisdiction where such forwarding, distribution or reproduction is not permitted under the law of that jurisdiction.
任何根據當地法例不得發送、派發或複製本申請表格及招股章程的司法權區內概不得發送或派發或複 製(不論方式,也不論全部或部分)本申請表格及招股章程。
Copies of the Prospectus, all related Application Forms and the other documents specified in the section headed “Documents Delivered to the Registrar of Companies and Available for Inspection” in Appendix V to the Prospectus, have been registered by the Registrar of Companies in Hong Kong as required by section 342C of the Companies (Winding Up and Miscellaneous Provisions) Ordinance (Chapter 32 of the Laws of Hong Kong). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “ Hong Kong Stock Exchange ”), Hong Kong Securities Clearing Company Limited (“ HKSCC ”), the Securities and Futures Commission of Hong Kong (the “ SFC ”) and the Registrar of Companies of Hong Kong take no responsibility for the contents of these documents.
招股章程、所有相關申請表格及招股章程附錄五「送呈公司註冊處處長及備查文件」一節所述其他文件 已遵照香港法例第 32 章公司(清盤及雜項條文)條例第 342C 條規定送呈香港公司註冊處處長登記。香 港交易及結算所有限公司、香港聯合交易所有限公司(「 香港聯交所 」)、香港中央結算有限公司(「 香港 結算 」)、香港證券及期貨事務監察委員會(「 證監會 」)及香港公司註冊處處長對此等文件的內容概不負 責。
Pangaea Connectivity Technology Limited 環聯連訊科技有限公司 (Incorporated in the Cayman Islands with limited liability) (於開曼群島註冊成立的有限公司) Stock code : 1473 股份代號 : 1473
Maximum Offer Price : HK$0.58 per Offer Share, plus brokerage of 1.0%, SFC transaction levy of 0.0027% and Hong Kong Stock Exchange trading fee of 0.005% (payable in full on application in Hong Kong dollars and subject to refund) 最高發售價 : 每股發售股份 0.58 港元,另加 1.0% 經紀佣金、 0.0027% 證監會交易徵費及 0.005% 香港聯交所交易費 (須於申請時以港元繳足,並可予退還)
You should read this Application Form in conjunction with the Prospectus, which contains further information on the application procedures. , 一 。 招股章程尚有關於申請程序的其他資料 本申請表格應與招股章程 併閱讀
Application Form 申請表格
To: Pangaea Connectivity Technology Limited The Sole Sponsor The Joint Global Coordinators The Joint Bookrunners The Joint Lead Managers The Public Offer Underwriters
Applicants’ declaration
I/We agree to the terms and conditions and application procedures in this Application Form and the Prospectus. Please refer to the “Effect of completing and submitting this Application Form” section of this Application Form.
Warning: Only one application may be made for the benefit of any person. Please refer to the last four bullets of “Effect of completing and submitting this Application Form” section.
致:環聯連訊科技有限公司 獨家保薦人 聯席全球協調人 聯席賬簿管理人 聯席牽頭經辦人 公開發售包銷商
申請人聲明
本人╱吾等同意本申請表格及招股章程的條款及條件 以及申請程序。請參閱本申請表格「填交本申請表格 的效用」一節。
一 警告:任何人士只限作出 次為其利益而進行的認購 。 申請 請參閱「填交本申請表格的效用」一節最後四點。
Please use this form if you want the Public Offer Shares to be issued in your name 如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格
Signed by (all) applicant(s) (all joint applicants must sign): 由(所有)申請人簽署(所有聯名申請人均須簽署):
For Broker use 此欄供經紀填寫 Lodged by 遞交申請的經紀 Broker No. 經紀號碼 Broker’s Chop 經紀印章
...............................................................................................
Date: 日期: ................./................./.................. D 日 M 月 Y 年
Number of Public Offer Shares applied for (not more than 12,500,000 shares)
Cheque/banker’s cashier order number 申請認購的公開發售股份數目(不超過 12,500,000 股 12,500,000 股 股 支票╱銀行本票號碼 股份) Name of bank on which cheque/Banker’s cashier order is drawn (see “How to make your application” section) Total amount 總額總額 兌現支票╱銀行本票的銀行名稱(見「申請手續」一節) HK$ 港元
申請認購的公開發售股份數目(不超過 12,500,000 股 12,500,000 股 股 股份)
Total amount 總額總額
Name in English (in BLOCK letters) 英文姓名╱名稱(以正楷填寫)
Family name or company name 姓氏或公司名稱 Forename(s) 名字
Name in Chinese 中文姓名╱名稱
Family name or company name 姓氏或公司名稱 Forename(s) 名字
Occupation in English 職業(以英文填寫)
Hong Kong Identity Card No./Passport No./Hong Kong Business Registration No. (Please delete as appropriate) 香港身份證號碼╱護照號碼╱香港商業登記號碼 (請刪除 不適用者)
Names of all other joint applicants in English (if any, in BLOCK letters) 所有其他聯名申請人的英文姓名╱名稱(如有,以正楷填寫)
(1) (2) (3)
Hong Kong Identity Card No./Passport No./Hong Kong Business Registration No. of all other joint applicants (Please delete as appropriate) 所有其他聯名申請人的香港身 份證號碼╱護照號碼╱香港商業登記號碼 (請刪除不適用者) (1) (2)
(3)
Hong Kong address in English and telephone no. (joint applicants should give the address and the telephone number of first-named applicant only, in BLOCK letters) 香港地址(以英文正楷填寫)及電話號碼(聯名申請人只須填寫排名首位申請人的地址及電話號碼)
Telephone No. 電話號碼
For Nominees: You will be treated as applying for your own benefit if you do not complete this section. Please provide an account number or identification code for each (joint) beneficial owner. 由代名人遞交:代名人若不填寫本節,是 項認購申請將視作為 閣下利益提出。請填寫每名(聯名)實 益擁有人的賬戶號碼或識別編碼。
ADDRESS LABEL 地址標貼 (Your name(s) and address in Hong Kong in BLOCK letters 請用英文 正楷 填寫 姓名 ╱ 名 稱 及香港 地址 )
For Internal Use 此欄供內部使用
Please use this form if you want the Public Offer Shares to be issued in your name 如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格
- (1) An individual must provide his Hong Kong Identity Card number or, if he does not hold a Hong Kong Identity Card, his passport number. A body corporate must provide its Hong Kong Business Registration number. Each joint applicant must provide its or his relevant number. The Hong Kong Identity Card number(s)/passport number(s)/Hong Kong Business Registration number(s) will be transferred to a third party for checking the Application Form’s validity.
個別人士須填寫其香港身份證號碼或(如非香港身份證持有人)護照號碼。法人團體須填寫其香 港商業登記號碼。每名聯名申請人均須提供其相關號碼。該等香港身份證號碼╱護照號碼╱香 港商業登記號碼將轉交第三方以核實申請表格的有效性。
-
(2) Part of the Hong Kong Identity Card number/passport number of you or, for joint applicants, the first-named applicant may be printed on your refund cheque (if any). Your banker may require verification of your Hong Kong Identity Card number/passport number before you can cash your refund cheque.
-
日後如需退回申請股款,退款支票(如有)上或會印有 閣下或(如屬聯名申請人)排名首位申請 人的香港身份證號碼╱護照號碼的一部分。銀行兌現退款支票前或會要求查證 閣下的香港身 份證號碼╱護照號碼。
-
(3) If an application is made by an unlisted company and:
-
the principal business of that company is dealing in securities; and
-
you exercise statutory control over that company,
-
then the application will be treated as being made for your benefit. 倘若申請人是一家非上市公司,而:
-
該公司主要從事證券買賣業務;及
-
閣下對該公司可行使法定控制權,
-
是項申請將視作為 閣下的利益提出。
This page is intentionally left blank 此乃白頁 特意留空
Please use this form if you want the Public Offer Shares to be issued in your name
How to make your application
- Use the table below to calculate how much you must pay. Your application must be for a minimum of 4,000 Public Offer Shares and in one of the numbers set out in the table, or your application will be rejected.
| Pangaea Connectivity Technology Limited (HK$0.58 per Offer Share) NUMBER OF PUBLIC OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS |
Pangaea Connectivity Technology Limited (HK$0.58 per Offer Share) NUMBER OF PUBLIC OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS |
Pangaea Connectivity Technology Limited (HK$0.58 per Offer Share) NUMBER OF PUBLIC OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS |
|---|---|---|
| Number of Public Offer Shares Applied for Amount payable on application (HK$) |
Number of Public Offer Shares Applied for Amount payable on application (HK$) |
Number of Public Offer Shares Applied for Amount payable on application (HK$) |
| 4,000 2,343.38 8,000 4,686.76 12,000 7,030.14 16,000 9,373.51 20,000 11,716.89 24,000 14,060.28 28,000 16,403.65 32,000 18,747.03 36,000 21,090.40 40,000 23,433.79 60,000 35,150.68 80,000 46,867.57 100,000 58,584.47 120,000 70,301.36 140,000 82,018.25 |
160,000 93,735.15 180,000 105,452.04 200,000 117,168.93 300,000 175,753.40 400,000 234,337.86 500,000 292,922.33 600,000 351,506.80 700,000 410,091.26 800,000 468,675.73 900,000 527,260.19 1,000,000 585,844.66 1,500,000 878,766.99 2,000,000 1,171,689.32 2,500,000 1,464,611.65 3,000,000 1,757,533.98 |
3,500,000 2,050,456.31 4,000,000 2,343,378.64 4,500,000 2,636,300.97 5,000,000 2,929,223.30 6,000,000 3,515,067.96 7,000,000 4,100,912.62 8,000,000 4,686,757.28 9,000,000 5,272,601.94 10,000,000 5,858,446.60 12,500,000* 7,323,058.25 |
-
Maximum number of Public Offer Shares you may apply for.
-
Complete the form in English in BLOCK letters and sign it. Only written signature(s) will be accepted (and not by way of personal chop).
-
Staple your cheque or banker’s cashier order to the form. Each application for the Public Offer Shares must be accompanied by either one separate cheque or one separate banker’s cashier order. Your application will be rejected if your cheque or banker’s cashier order does not meet all the following requirements:
-
The cheque must: Banker’s cashier order must: • be in Hong Kong dollars; • not be post-dated; • be made payable to “ Ting Hong Nominees Limited — Pangaea Connectivity Public Offer ”; • be crossed “Account Payee Only”;
-
be drawn on your Hong Kong dollar bank • be issued by a licensed bank in Hong Kong, account in Hong Kong; and and have your name certified on the back by
-
• show your account name, which must either be a person authorised by the bank. The name on pre-printed on the cheque, or be endorsed on the banker’s cashier order must correspond the back by a person authorised by the bank. with your name. If it is a joint application, the This account name must correspond with your name on the back of the banker’s cashier order name. If it is a joint application, the account must be the same as the first-named applicant’s name must be the same as the first-named name. applicant’s name.
Please use this form if you want the Public Offer Shares to be issued in your name
- Tear off the Application Form, fold it once and lodge your completed Application Form (with cheque or banker’s cashier order attached) to one of the collection boxes at any of the following branches of DBS Bank (Hong Kong) Limited:
District Branch Name Address Hong Kong Island Head Office G/F, The Center, 99 Queen’s Road Central, Central Kowloon SME Centre — Mongkok 2/F, Wofoo Commercial Building, 574–576 Nathan Road, Mongkok New Territories Kwai Chung Branch G/F, 1001 Kwai Chung Road, Kwai Chung
- Your Application Form can be lodged at these times:
9:00 a.m. to 12:00 noon — Saturday, 30 January 2021 — 9:00 a.m. to 4:00 p.m. Monday, 1 February 2021 — 9:00 a.m. to 4:00 p.m. Tuesday, 2 February 2021 — 9:00 a.m. to 4:00 p.m. Wednesday, 3 February 2021 9:00 a.m. to 12:00 noon — Thursday, 4 February 2021
- The latest time for lodging your application is 12:00 noon on Thursday, 4 February 2021. The application lists will be open between 11:45 a.m. to 12:00 noon on that day, subject only to the weather conditions, as described in the section headed “How to Apply for Public Offer Shares and Employee Reserved Shares — 10. Effect of Bad Weather on the Opening of the Application Lists” in the Prospectus.
To safeguard the health and safety of its employees and customers in light of the rapidly changing novel coronavirus situation in Hong Kong, the receiving bank referred to above may adjust its branch services (including branch operation hours) from time to time. For the latest arrangement on branch services, please refer to the DBS website at https://www.dbs.com.hk/personal/default.page.
如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格
申請手續
- 使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為 4,000 股公開發售股份,並為下 表所列的其中一個數目,否則恕不受理。
| 環聯連訊科技有限公司 (每股發售股份0.58 港元) 可供申請認購公開發售股份數目及應繳款項 |
環聯連訊科技有限公司 (每股發售股份0.58 港元) 可供申請認購公開發售股份數目及應繳款項 |
環聯連訊科技有限公司 (每股發售股份0.58 港元) 可供申請認購公開發售股份數目及應繳款項 |
|---|---|---|
| 申請認購的 公開發售 股份數目 申請時 應繳款項 (港元) |
申請認購的 公開發售 股份數目 申請時 應繳款項 (港元) |
申請認購的 公開發售 股份數目 申請時 應繳款項 (港元) |
| 4,000 2,343.38 8,000 4,686.76 12,000 7,030.14 16,000 9,373.51 20,000 11,716.89 24,000 14,060.28 28,000 16,403.65 32,000 18,747.03 36,000 21,090.40 40,000 23,433.79 60,000 35,150.68 80,000 46,867.57 100,000 58,584.47 120,000 70,301.36 140,000 82,018.25 |
160,000 93,735.15 180,000 105,452.04 200,000 117,168.93 300,000 175,753.40 400,000 234,337.86 500,000 292,922.33 600,000 351,506.80 700,000 410,091.26 800,000 468,675.73 900,000 527,260.19 1,000,000 585,844.66 1,500,000 878,766.99 2,000,000 1,171,689.32 2,500,000 1,464,611.65 3,000,000 1,757,533.98 樣 |
3,500,000 2,050,456.31 4,000,000 2,343,378.64 4,500,000 2,636,300.97 5,000,000 2,929,223.30 6,000,000 3,515,067.96 7,000,000 4,100,912.62 8,000,000 4,686,757.28 9,000,000 5,272,601.94 10,000,000 5,858,446.60 12,500,000* 7,323,058.25 |
-
閣下可申請認購的公開發售股份數目上限。
-
以英文 正楷 填妥及簽署申請表格。只接納親筆簽名(不得以個人印章代替)。
-
閣下須將支票或銀行本票釘於表格上。每份公開發售股份申請須附一張獨立開出支票或一張獨立開 出銀行本票。支票或銀行本票必須符合以下所有規定,否則有關的認購申請不獲接納:
-
支票必須: 銀行本票必須: • 為港元; • 不得為期票; • 註明抬頭人為「 鼎康代理人有限公司[—] 環聯連訊科技有限公司公開發售 」; • 劃線註明「只准入抬頭人賬戶」; • 從 閣下在香港的港元銀行賬戶中開出;及 • 須由香港持牌銀行開出,並由有關銀行授 • 顯示 閣下的賬戶名稱,而該賬戶名稱必須 權的人士在銀行本票背面簽署核證 閣下 已預印在支票上,或由有關銀行授權的人士 姓名╱名稱。銀行本票所示姓名╱名稱須 在支票背書。賬戶名稱必須與 閣下姓名╱名 與 閣下姓名╱名稱相同。如屬聯名申請, 稱相同。如屬聯名申請,賬戶名稱必須與排 銀行本票背面所示姓名╱名稱必須與排名首 名首位申請人的姓名╱名稱相同。 位申請人的姓名╱名稱相同。
如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格
- 請撕下申請表格,對摺一次,然後將填妥的申請表格(連同隨附的支票或銀行本票)投入星展銀行(香 港)有限公司下列任何一家分行特設的收集箱:
地區 分行名稱 地址 香港島 總行 中環皇后大道中 99 號 中環中心地下 九龍 中小企業銀行[—] 旺角 旺角彌敦道 574–576 號 和富商業大廈 2 樓 新界 葵涌分行 葵涌葵涌道 1001 號地下
- 閣下可於下列時間遞交申請表格:
上午九時正至中午十二時正[—] 二零二一年一月三十日(星期六) 上午九時正至下午四時正[—] 二零二一年二月一日(星期一) 上午九時正至下午四時正[—] 二零二一年二月二日(星期二) 上午九時正至下午四時正[—] 二零二一年二月三日(星期三) 上午九時正至中午十二時正[—] 二零二一年二月四日(星期四)
- 截止遞交申請的時間為二零二一年二月四日(星期四)中午十二時正。本公司將於當日上午十一時 四十五分至中午十二時正期間登記認購申請,唯一會影響此時間的變化因素為當日的天氣情況(詳 見招股章程「如何申請公開發售股份及僱員預留股份[—] 10. 惡劣天氣對開始辦理申請登記的影響」 一節)。
基於香港新型冠狀病毒狀況變化迅速,上述收款銀行為保障僱員及客戶健康及安全,可能不時調整分 行服務(包括分行營業時間)。有關分行服務的最新安排,請瀏覽星展銀行網站 https://www.dbs.com.hk/ personal/default.page。
Please use this form if you want the Public Offer Shares to be issued in your name
Pangaea Connectivity Technology Limited
(Incorporated in the Cayman Islands with limited liability)
SHARE OFFER
Conditions of your application
-
Conditions of your application officers, employees, partners, agents, advisers and any other A. Who can apply parties involved in the Share Offer is or will be liable for any 1. You and any person(s) for whose benefit you are applying information and representations not in the Prospectus (and must be 18 years of age or older and must have a Hong Kong any supplement to it); address. • undertake and confirm that you or the person(s) for whose benefit you have made the application have not applied for
-
- If you are a firm, the application must be in the individual members’ names. or taken up, or indicated an interest for, and will not apply for or take up, or indicate an interest for, any Offer Shares
-
- The number of joint applicants may not exceed four. under the Placing nor participated in the Placing, except
-
- If you are a body corporate, the application must be signed by for Eligible Employees who may apply for the Employee
-
a duly authorised officer, who must state his representative Reserved Shares apart from application for the Public Offer
-
capacity, and stamped with your corporation’s chop. Shares;
-
- You must be outside the United States, not be a United States • agree to disclose to the Company, the Hong Kong Share Person (as defined in Regulation S under the U.S. Securities Registrar, receiving bank, the Sole Sponsor, the Joint Act). Global Coordinators, the Joint Bookrunners, the Joint Lead
-
- Unless permitted by the Listing Rules, you cannot apply for Managers, the Underwriters and/or their respective advisers any Public Offer Shares if you are: and agents any personal data which they may require about • an existing beneficial owner of shares in the Company you and the person(s) for whose benefit you have made the application;
-
and/or any of its subsidiaries;
-
• a director or chief executive officer of the Company and/ • if the laws of any place outside Hong Kong apply to your application, agree and warrant that you have complied with
-
or any of its subsidiaries; all such laws and none of the Company, the Sole Sponsor,
-
• a close associate (as defined in the Listing Rules) of any of the Joint Global Coordinators, the Joint Bookrunners, the
-
the above; or Joint Lead Managers, the Underwriters nor any of their
-
• have been allocated or have applied for or indicated an respective officers or advisers will breach any law outside interest in any Placing Shares or otherwise participated Hong Kong as a result of the acceptance of your offer in the Placing, except for Eligible Employees who may to purchase, or any action arising from your rights and apply for the Employee Reserved Shares apart from obligations under the terms and conditions contained in the application for the Public Offer Shares. Prospectus and this Application Form;
A. Who can apply
-
have been allocated or have applied for or indicated an interest in any Placing Shares or otherwise participated in the Placing, except for Eligible Employees who may apply for the Employee Reserved Shares apart from application for the Public Offer Shares.
-
agree that once your application has been accepted, you may
-
B. If you are a nominee not rescind it because of an innocent misrepresentation; You, as a nominee, may make more than one application for • agree that your application will be governed by the laws of Hong Kong;
-
the Public Offer Shares by: (i) giving electronic application instructions to HKSCC via Central Clearing and Settlement • represent, warrant and undertake that (i) you understand that the Public Offer Shares have not been and will not be
-
System (“ CCASS ”) (if you are a CCASS Participant); or (ii) registered under the U.S. Securities Act; and (ii) you and
-
using a WHITE or YELLOW Application Form, and lodge any person for whose benefit you are applying for the Public
-
more than one application in your own name on behalf of Offer Shares are outside the United States (as defined in different beneficial owners. Regulation S) or are a person described in paragraph (h) (3) of Rule 902 of Regulation S;
B. If you are a nominee
-
C. Effect of completing and submitting this Application Form By completing and submitting this Application Form, you (and if you are joint applicants, each of you jointly and severally) for yourself or as an agent or a nominee on behalf of each person for whom you act:
-
warrant that the information you have provided is true and accurate;
-
agree to accept the Public Offer Shares applied for, or any lesser number allocated to you under the application;
-
authorise the Company to place your name(s) on the Company’s register of members as the holder(s) of any Public Offer Shares allocated to you, and the Company and/or its agents to send any share certificate(s) and/or any refund cheque(s) to you or the first-named applicant for joint application by ordinary post at your own risk to the address stated on the application, unless you have chosen to collect the share certificate(s) and/or refund cheque(s) in person;
-
undertake to execute all relevant documents and instruct and authorise the Company, the Sole Sponsor and/or the Joint Global Coordinators (or their agents or nominees), as agents of the Company, to execute any documents for you and to do on your behalf all things necessary to register any Public Offer Shares allocated to you in your name as required by the Articles of Association of the Company;
-
• agree to comply with the Companies Act, the Companies Ordinance, the Companies (Winding Up and Miscellaneous Provisions) Ordinance and the Articles of Association of the Company;
-
• confirm that you have read the terms and conditions and application procedures set out in the Prospectus and in this Application Form and agree to be bound by them;
-
declare and represent that this is the only application made and the only application intended by you to be made to benefit you or the person for whose benefit you are applying (except that Eligible Employees may also make an additional application for the Employee Reserved Shares by using the PINK Application Forms apart from application for the Public Offer Shares);
-
understand that the Company, the Sole Sponsor, the Joint Global Coordinators, the Joint Bookrunners, the Joint Lead Managers and the Underwriters will rely on your declarations and representations in deciding whether or not to make any allotment of any of the Public Offer Shares to you and that you may be prosecuted for making a false declaration;
-
confirm that you have received and read the Prospectus and have only relied on the information and representations contained in the Prospectus in making your application and will not rely on any other information or representations except those in any supplement to the Prospectus;
-
confirm that you are aware of the restrictions on the Share Offer in the Prospectus;
-
(if the application is made for your own benefit) warrant that no other application has been or will be made for your benefit on a WHITE or YELLOW Application Form or by giving electronic application instructions to HKSCC or to the HK eIPO White Form Service Provider by you
-
agree that none of the Company, the Sole Sponsor, the Joint Global Coordinators, the Joint Bookrunners, the Joint Lead Managers, the Underwriters, their respective directors,
Please use this form if you want the Public Offer Shares to be issued in your name
or by any one as your agent or by any other person (except that Eligible Employees may also make an additional application for the Employee Reserved Shares by using the PINK Application Forms apart from application for the Public Offer Shares); and
• (if you are making the application as an agent for the benefit of another person) warrant that (i) no other application has been or will be made by you as agent for or for the benefit of that person or by that person or by any other person as agent for that person on a WHITE or YELLOW Application Form or by giving electronic application instructions to HKSCC (except that Eligible Employees may also make an additional application for the Employee Reserved Shares by using the PINK Application Forms apart from application for the Public Offer Shares); and (ii) you have due authority to sign the Application Form or give electronic application instructions on behalf of that other person as their agent.
D. Power of attorney
If your application is made through an authorised attorney, the Company and the Joint Global Coordinators (on behalf of the Underwriters) may accept or reject your application at their discretion, and on any conditions they think fit, including evidence of the attorney’s authority.
Determination of Offer Price and Allocation of Public Offer Shares
The Offer Price is expected to be fixed on or around Friday, 5 February 2021 or such later date as the Joint Global Coordinators (for themselves and on behalf of the Underwriters) and the Company may agree. Applicants are required to pay the maximum Offer Price of HK$0.58 for each Offer Share together with 1% brokerage, 0.0027% SFC transaction levy and 0.005% Hong Kong Stock Exchange trading fee. If the Offer Price is not agreed between the Company and the Joint Global Coordinators (for themselves and on behalf of Underwriters) on or before Friday, 5 February 2021 or such later date as the Joint Global Coordinators (for themselves and on behalf of the Underwriters) and the Company may agree, the Share Offer will not proceed and will lapse.
Applications for Public Offer Shares will not be processed and no allotment of any Public Offer Shares will be made until the application lists close.
The Company expects to announce the final Offer Price, the indication of the level of interest in the Placing, the level of applications under the Public Offer and the Employee Preferential Offering and the basis of allocation of the Public Offer Shares and Employee Reserved Shares on Thursday, 18 February 2021 on the website of the Hong Kong Stock Exchange at www.hkexnews.hk and the Company’s website at www.pangaea.com.hk . Results of allocations in Public Offer and the Employee Preferential Offering, and the Hong Kong Identity Card/passport/Hong Kong business registration numbers of successful applicants (where applicable) will be available on the above websites.
The allocation of Offer Shares between the Public Offer and the Placing is subject to re-allocation, as described in the section headed “Structure of the Share Offer” in the Prospectus. In particular, the Joint Global Coordinators (for themselves and on behalf of the Underwriters) may reallocate Offer Shares from the Placing to the Public Offer to satisfy valid applications under the Public Offer. In accordance with Guidance Letter HKEX-GL91-18 issued by the Stock Exchange, if such reallocation is done other than pursuant to Practice Note 18 of the Listing Rules, the total number of Offer Shares that may be allocated to the Public Offer following such reallocation shall be not more than double the initial allocation to the Public Offer (i.e. 50,000,000 Offer Shares) and the final Offer Price shall be fixed at the bottom end of the indicative price range (i.e. HK$0.52 per Offer Share).
If your application for Public Offer Shares is successful (in whole or in part)
If you apply for 1,000,000 or more Public Offer Shares, you may collect your share certificate(s) and/or refund cheque(s) in person from: Tricor Investor Services Limited at Level 54, Hopewell Centre, 183 Queen’s Road East, Hong Kong from 9:00 a.m. to 1:00 p.m. on Thursday, 18 February 2021 or such other place and date as notified by the Company. If you are an individual who is eligible for personal collection, you must not authorise any other
person to collect for you. If you are a corporate applicant which is eligible for personal collection, your authorised representative must bear a letter of authorisation from your corporation stamped with your corporation’s chop. Both individuals and authorised representatives must produce, at the time of collection, evidence of identity acceptable to Tricor Investor Services Limited. If you do not collect your share certificate(s) and/or refund cheque(s) personally within the time period specified for collection, they will be despatched promptly to the address as specified on this Application Form by ordinary post at your own risk.
If you apply for less than 1,000,000 Public Offer Shares, your refund cheque(s) and/or share certificate(s) will be sent to the address on the relevant Application Form on Thursday, 18 February 2021, by ordinary post and at your own risk.
Refund of your money
If you do not receive any Public Offer Shares or if your application is accepted only in part, the Company will refund to you your application monies (including the related 1% brokerage, 0.0027% SFC transaction levy and 0.005% Hong Kong Stock Exchange trading fee) without interest. If the Offer Price is less than the maximum Offer Price, the Company will refund to you the surplus application monies (including the related 1% brokerage, 0.0027% SFC transaction levy and 0.005% Hong Kong Stock Exchange trading fee) without interest.
The refund procedures are stated in the section headed “How to apply for Public Offer Shares and Employee Reserved Shares — 14. Despatch/collection of Share Certificates and Refund monies” in the Prospectus.
Application by HKSCC Nominees Limited (“HKSCC Nominees”)
Where this Application Form is signed by HKSCC Nominees on behalf of persons who have given electronic application instructions to apply for the Public Offer Shares, the provisions of this Application Form which are inconsistent with those set out in the Prospectus shall not apply and provisions in the Prospectus shall prevail. Without limiting the generality of this paragraph, the following sections of this Application Form are inapplicable where this form is signed by HKSCC Nominees: • “Applicants’ declaration” on the first page; • “Warning” on the first page; •
-
“If you are a nominee”;
-
All representations and warranties under the “Effect of completing and submitting this Application Form” section, except the first one regarding registration of Public Offer Shares in the applicant’s name and the signing of documents to enable the applicant to be registered as the holder of the Public Offer Shares;
-
“If your application for Public Offer Shares is successful (in whole or in part)”; and
-
“Refund of your money”.
The following sub-sections in the section headed “How to Apply for Public Offer Shares and Employee Reserved Shares” of the Prospectus are inapplicable where this form is signed by HKSCC Nominees:
-
“8. How many applications can you make”; and
-
“12. Circumstances in which you will not be allotted Offer Shares”.
Effect of the information you give to Tricor Investor Services Limited
Tricor Investor Services Limited and its related bodies’ corporate, directors, officers, employees and agents (“ Representatives ”) expressly disclaim and exclude to the maximum extent permitted by law any liability for any loss or damage suffered or incurred by the applicant or any other person or entity however caused relating in any way to, or connected with, any information provided by or on behalf of the applicant on or in connection with this document or any services provided hereunder, or any other written or oral communication provided by or on behalf of the applicant in connection with this document or any services provided hereunder. This includes, without limitation, any errors or omissions in such information however caused, or the Representatives or any other person or entity placing any reliance on such information or any documentation, image, recording or reproduction of such information, or its accuracy, completeness, currency or reliability.
如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格
環聯連訊科技有限公司
(於開曼群島註冊成立的有限公司)
股份發售
-
申請條件 代理、顧問及參與股份發售的任何其他人士 甲 . 可提出申請的人士 現時及日後均毋須對並非載於招股章程(及其 1. 閣下及 閣下為其利益提出申請的人士必須 任何補充文件)的任何資料及陳述負責;
-
年滿 18 歲並有香港地址。 • 承諾及確認 閣下或 閣下為其利益提出申請
-
- 如 閣下為商號,申請須以個別成員名義提 的人士並無申請或接納或表示有意認購(亦不
-
出。
-
- 聯名申請人不得超過四名。 會申請或接納或表示有意認購)配售的任何發 4. 如 閣下為法人團體,申請須經獲正式授權人 售股份,也沒有參與配售,惟可申請僱員預留 員簽署,並註明其所屬代表身份及蓋上公司 股份(申請公開發售股份除外)的合資格僱員 印鑑。 除外;
-
- 閣下必須身處美國境外,並非美國籍人士(定 • 同意 在本公司、香港股份過戶登記處、收款銀
-
義見美國《證券法》S 規例)。 行、獨家保薦人、聯席全球協調人、聯席賬簿
-
- 除《上市規則》批准外,下列人士概不得申請 認購任何公開發售股份: 管理人、聯席牽頭經辦人、包銷商及╱或彼等 • 本公司及╱或其任何附屬公司股份的現有 各自的顧問及代理提出要求時,向彼等披露 實益擁有人; 其所要求提供有關 閣下及 閣下為其利益提
-
• 本公司及╱或其任何附屬公司的董事或行 出申請的人士的個人資料; 政總裁; • (如香港境外任何地方的法例適用於 閣下的
-
• 上述任何人士的緊密聯繫人(定義見《上 申請,則) 同意及保證 閣下已遵守所有有關
-
市規則》);或
-
• 已獲分配或已申請或表示有意申請認購任 法例,且本公司、獨家保薦人、聯席全球協調 何配售股份或以其他方式參與配售的人 人、聯席賬簿管理人、聯席牽頭經辦人、包銷 士,惟可申請僱員預留股份(申請公開發 商及彼等各自的高級職員或顧問概不會因接 售股份除外)的合資格僱員除外。 納 閣下的購買要約,或 閣下在招股章程及 本申請表格所載的條款及條件項下的權利及
-
乙 . 如 閣下為代名人 責任所引致的任何行動,而違反香港境外的
-
閣下作為代名人可提出超過一份公開發售股份申 任何法例;
-
請,方法是:(i) 透過中央結算及交收系統(「 中央 結算系統 」)向香港結算發出 電子認購指示 (如 閣 • 同意 閣下的申請一經接納,即不得因無意的 下為中央結算系統參與者);或 (ii) 使用 白色 或 黃 失實陳述而撤銷; 色 申請表格,以自身名義代表不同的實益擁有人 • 同意 閣下的申請受香港法例規管; 提交超過一份申請。 • 聲明、保證及承諾 :(i) 閣下明白公開發售 股份不曾亦不會根據美國《證券法》登記; 及
-
丙 . 填交本申請表格的效用 (ii) 閣下及 閣下為其利益申請公開發售股
-
閣下填妥並遞交本申請表格,即表示 閣下(如屬 份的人士均身處美國境外(定義見 S 規例),或
-
聯名申請人,即各人共同及個別)代表 閣下本 身,或作為 閣下代其行事的每位人士的代理或 屬 S 規例第 902 條第 (h)(3) 段所述的人士; 代名人: • 保證 閣下提供的資料真實及準確;
-
承諾 簽署所有相關文件,並指示及授權本公 司、獨家保薦人及╱或聯席全球協調人(或 彼等的代理或代名人),作為本公司代理代 表 閣下簽署任何文件,並代表 閣下進行為 按照本公司組織章程細則的規定將 閣下獲 分配的任何公開發售股份以 閣下名義登記 所需的一切事宜;
-
• 同意 遵守《公司法》、《公司條例》、《公司(清 盤及雜項條文)條例》及本公司組織章程細則;
-
• 確認 閣下已細閱招股章程及本申請表格所 載的條款及條件以及申請程序,並同意受其 約束;
-
• 確認 閣下已接獲及細閱招股章程,提出申請 時也僅依據招股章程載列的資料及陳述,而 除招股章程任何補充文件外,不會依賴任何 其他資料或陳述;
-
• 確認 閣下知悉招股章程內有關股份發售的 限制;
-
同意 本公司、獨家保薦人、聯席全球協調人、 聯席賬簿管理人、聯席牽頭經辦人、包銷商、 彼等各自的董事、高級職員、僱員、合夥人、
-
同意 接納所申請數目或根據申請分配予 閣 下但數目較少的公開發售股份;
-
授權 本公司將 閣下的姓名╱名稱列入本公司 股東名冊,作為 閣下獲分配的任何公開發售 股份的持有人,並授權本公司及╱ 或其代理 以普通郵遞方式按申請所示地址向 閣下或 聯名申請的首名申請人發送任何股票及╱或 退款支票,郵誤風險由 閣下承擔,除非 閣 下己選擇親身領取股票及╱或退款支票;
-
聲明及表示 此乃 閣下為 閣下本身或 閣下 為其利益提出申請的人士提出及擬提出的唯 一申請(惟合資格僱員亦可使用 粉紅色 申請表 格額外申請僱員預留股份(申請公開發售股份 除外));
-
明白 本公司、獨家保薦人、聯席全球協調人、 聯席賬簿管理人、聯席牽頭經辦人及包銷商 將依據 閣下的聲明及陳述而決定是否向 閣 下分配任何公開發售股份, 閣下如作出虛假 聲明,可能會被檢控;
-
(如本申請是為 閣下本身的利益提出) 保 證 閣下或作為 閣下代理的任何人士或任何 其他人士不曾亦不會為 閣下的利益而以 白色
如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格
下不得授權任何其他人士代領。如 閣下為公司申請 人並合資格派人領取, 閣下的授權代表須攜同蓋上公 司印鑑的授權書領取。個人申請人及授權代表領取時 均須出示卓佳證券登記有限公司接納的身份證明文件。 如 閣下並無在指定領取時間內親身領取股票及╱或 退款支票,有關股票及╱或退款支票將會立刻以普通 郵遞方式寄往本申請表格所示地址,郵誤風險由 閣 下承擔。
- 或 黃色 申請表格或向香港結算或 網上白表 服務 供應商發出 電子認購指示 而提出其他申請(惟 合資格僱員亦可使用 粉紅色 申請表格額外申請 僱員預留股份(申請公開發售股份除外));及
• (如 閣下作為代理為另一人士的利益提出申 如 閣下並無在指定領取時間內親身領取股票及╱或 請) 保證 (i) 閣下(作為代理或為該人士利益) 退款支票,有關股票及╱或退款支票將會立刻以普通 或該人士或任何其他作為該人士代理的人士 郵遞方式寄往本申請表格所示地址,郵誤風險由 閣 下承擔。 不曾亦不會以 白色 或 黃色 申請表格或向香港 結算發出 電子認購指示 而提出其他申請(惟合 如 閣下申請認購 1,000,000 股以下公開發售股份, 閣 下的退款支票及╱或股票將於二零二一年二月十八日 資格僱員亦可使用 粉紅色 申請表格額外申請 (星期四)以普通郵遞方式寄往相關申請表格所示地址, 僱員預留股份(申請公開發售股份除外));及 郵誤風險由 閣下承擔。 (ii) 閣下獲正式授權作為該人士的代理代為 。 簽署申請表格或發出 電子認購指示 退回股款 若 閣下未獲分配任何公開發售股份或申請僅部分獲 丁 . 授權書 接納,本公司將不計利息退回 閣下的申請股款(包括 如 閣下透過授權人士提出申請,本公司及聯席全 相關的1%經紀佣金、0.0027%證監會交易徵費及0.005% 球協調人(代表包銷商)可按其認為合適的條件(包 香港聯交所交易費)。如發售價低於最高發售價,本公 括出示獲授權證明)酌情接納或拒絕 閣下的申請。 司將不計利息退回多收申請股款(包括相關的 1% 經紀 佣金、0.0027% 證監會交易徵費及 0.005% 香港聯交所 交易費)。 釐定發售價及公開發售股份的分配 有關退款程序載於招股章程「如何申請公開發售股份及 預期發售價於二零二一年二月五日(星期五)或聯席全 僱員預留股份[—] 14. 寄發╱領取股票及退款」一節。 球協調人(為其本身及代表包銷商)及本公司可能協 定的有關較後日期或前後釐定。申請人須繳付每股發 香港中央結算(代理人)有限公司(「香港結算代理人」) 售股份 0.58 港元的最高發售價,另加 1% 經紀佣金、 提出的申請 0.0027% 證監會交易徵費及 0.005% 香港聯交所交易費。 如本申請表格由香港結算代理人代表發出 電子認購指 倘若本公司及聯席全球協調人(為其本身及代表包銷商) 示 申請公開發售股份的人士簽署,本申請表格與招股 並無於二零二一年二月五日(星期五)或聯席全球協調 章程不符的條文將不適用,且以招股章程所述者為準。 人(為其本身及代表包銷商)及本公司可能協定的有關 在不限制此段一般應用的前提下,本申請表格的以下 較後日期或之前協定發售價,股份發售將不會進行並 部分在香港結算代理人作簽署人的情況下並不適用: • 第一頁的「申請人聲明」; 將告失效。 • 第一頁的「警告」; 截止登記認購申請前,概不處理公開發售股份的申請 • 「如 閣下為代名人」; 或配發任何公開發售股份。 • 「填交本申請表格的效用」一節的所有陳述及保證, 本公司預期於二零二一年二月十八日(星期四)在 惟首項有關以申請人名義登記公開發售股份及簽 香港聯交所網站 ( www.hkexnews.hk ) 及本公司網站 署使申請人登記成為公開發售股份持有人的文件 ( www.pangaea.com.hk ) 公佈最終發售價、配售踴躍程 除外; 度、公開發售及僱員優先發售認購水平及公開發售股 • 「如 閣下成功申請認購公開發售股份(全部或部 份及僱員預留股份分配基準。公開發售及僱員優先發 分)」;及 售的分配結果以及成功申請人的香港身份證╱護照╱香 • 「退回股款」。 港商業登記號碼(如適用)亦同於上述網站公佈。 如招股章程「股份發售的架構」一節所述,發售股份在 招股章程「如何申請公開發售股份及僱員預留股份」一 節的以下分節在香港結算代理人作本申請表格簽署人 公開發售與配售之間的分配可予重新分配。特別是, 的情況下並不適用: 聯席全球協調人(為其本身及代表包銷商)可將發售股 • 「8. 閣下可提交的申請數目」;及 份由配售重新分配至公開發售以應付公開發售的有效 • 「12. 閣下不獲配發發售股份的情況」。 申請。根據聯交所發佈的指引信 HKEX-GL91-18,倘 並非根據《上市規則》第 18 項應用指引進行重新分配, 閣下提供予卓佳證券登記有限公司的資料的有關影響 則於有關重新分配後可能分配予公開發售的發售股份 卓佳證券登記有限公司及與其有關連的法人團體、董 總數不得超過公開發售初始分配的兩倍(即 50,000,000 事、高級職員、僱員及代理及與(「 代表 」)在法律所容 股發售股份)及最終發售價將釐定為指示性價格範圍的 許的最大限度內明確卸棄及免除在任何方面與申請人 最低價(即每股發售股份 0.52 港元)。 或代表申請人在此文件提供的或與此文件或在此文件
丁 . 授權書
卓佳證券登記有限公司及與其有關連的法人團體、董 事、高級職員、僱員及代理及與(「 代表 」)在法律所容 許的最大限度內明確卸棄及免除在任何方面與申請人 或代表申請人在此文件提供的或與此文件或在此文件 下提供的任何服務相關的任何資料,或任何申請人或 代表申請人提供與此文件或在此文件下提供的任何服 務相關的任何其他書面或口頭通訊,有關或相關由申 請人或任何其他人士或實體所遭受或招致不論如何造 成的任何損失或損害的任何責任。此包括,但不限於, 該等資料中不論如何造成的任何錯誤或遺漏,或代表 或任何其他人士或實體對該等資料或任何該等資料的 文件記錄、影像、記錄或複製品作出的任何依據,或 其準確性、完整性、合時性或可靠性。
如 閣下成功申請認購公開發售股份(全部或部分)
如 閣下申請認購 1,000,000 股或以上公開發售股 份, 閣下可於二零二一年二月十八日(星期四)或本公 司公佈的其他地點及日期上午九時正至下午一時正, 親身前往卓佳證券登記有限公司,地址為香港皇后大 道東 183 號合和中心 54 樓領取 閣下的股票及╱或退款 支票。如 閣下為個人申請人並合資格親身領取, 閣
Please use this form if you want the Public Offer Shares to be issued in your name
Personal Data
Personal Information Collection Statement
This Personal Information Collection Statement informs the applicant for, and holder of, Public Offer Shares, of the policies and practices of the Company and its Hong Kong Share Registrar in relation to personal data and the Personal Data (Privacy) Ordinance (Chapter 486 of the Laws of Hong Kong) (the “ Ordinance ”).
1. Reasons for the collection of your personal data
- It is necessary for applicants and registered holders of securities to supply correct personal data to the Company or its agents and the Hong Kong Share Registrar when applying for securities or transferring securities into or out of their names or in procuring the services of the Hong Kong Share Registrar.
Failure to supply the requested data may result in your application for securities being rejected, or in delay or the inability of the Company or its Hong Kong Share Registrar to effect transfers or otherwise render their services. It may also prevent or delay registration or transfers of the Public Offer Shares which you have successfully applied for and/or the dispatch of share certificate(s) and/or refund cheque(s) to which you are entitled.
It is important that securities holders inform the Company and the Hong Kong Share Registrar immediately of any inaccuracies in the personal data supplied.
2. Purposes
The personal data of the securities holders may be used, held, processed, and/or stored (by whatever means) for the following purposes:
-
processing your application, refund cheque and e-Auto Refund payment instruction(s), where applicable, verification of compliance with the terms and application procedures set out in this Application Form and the Prospectus and announcing results of allocation of the Public Offer Shares;
-
compliance with applicable laws and regulations in Hong Kong and elsewhere;
-
registering new issues or transfers into or out of the names of securities holders including, where applicable, HKSCC Nominees;
-
maintaining or updating the register of securities holders of the Company;
-
verifying securities holders’ identities;
-
establishing benefit entitlements of securities holders of the Company, such as dividends, rights issues, bonus issues, etc.;
-
distributing communications from the Company and its subsidiaries;
-
compiling statistical information and securities holder profiles;
-
disclosing relevant information to facilitate claims on entitlements; and
-
any other incidental or associated purposes relating to the above and/or to enable the Company and the Hong Kong Share Registrar to discharge their obligations to securities holders and/or regulators and/or any other purposes to which the securities holders may from time to time agree.
3. Transfer of personal data
-
Personal data held by the Company and its Hong Kong Share Registrar relating to the securities holders will be kept confidential but the Company and its Hong Kong Share Registrar may, to the extent necessary for achieving any of the above purposes, disclose, obtain or transfer (whether within or outside Hong Kong) the personal data to, from or with any of the following:
-
the Company’s appointed agents such as financial advisers, receiving bankers and overseas principal share registrar;
-
where applicants for securities request a deposit into CCASS, HKSCC or HKSCC Nominees, who will use the personal data for the purposes of operating CCASS;
-
any agents, contractors or third-party service providers who offer administrative, telecommunications, computer, payment or other services to the Company or the Hong Kong Share Registrar in connection with their respective business operation;
-
the Hong Kong Stock Exchange, the SFC and any other statutory regulatory or governmental bodies or otherwise as required by laws, rules or regulations; and
-
• any persons or institutions with which the securities holders have or propose to have dealings, such as their bankers, solicitors, accountants or stockbrokers etc.
4. Retention of personal data The Company and its Hong Kong Share Registrar will keep the personal data of the applicants and holders of securities for as long as necessary to fulfil the purposes for which the personal data were collected. Personal data which is no longer required will be destroyed or dealt with in accordance with the Ordinance.
5. Access to and correction of personal data
- Securities holders have the right to ascertain whether the Company or the Hong Kong Share Registrar hold their personal data, to obtain a copy of that data, and to correct any data that is inaccurate. The Company and the Hong Kong Share Registrar have the right to charge a reasonable fee for the processing of such requests.
All requests for access to data or correction of data should be addressed to us, at our registered address disclosed in the section headed “Corporate information” of the Prospectus or as notified from time to time, for the attention of the company secretary, or our Hong Kong Share Registrar for the attention of the privacy compliance officer.
By signing an Application Form or by giving electronic application instructions to HKSCC, you agree to all of the above.
如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格
個人資料
個人資料收集聲明
此項個人資料收集聲明是向公開發售股份的申請人 和持有人說明有關本公司及其香港股份過戶登記處 有關個人資料和香港法例第 486 章《個人資料(私隱) 條例》(「《 條例 》」)方面的政策和慣例。
1. 收集 閣下個人資料的原因
-
證券申請人及登記持有人以本身名義申請證券或 轉讓或受讓證券時或尋求香港股份過戶登記處的 服務時,必須向本公司或其代理及香港股份過戶 登記處提供準確個人資料。
-
未能提供所要求的資料可能導致 閣下申請證券 被拒或延遲,或本公司或其香港股份過戶登記處 無法落實轉讓或提供服務。此舉也可能妨礙或延 遲登記或轉讓 閣下成功申請的公開發售股份 及╱或寄發 閣下應得的股票及╱或退款支票。
重要提示:證券持有人所提供的個人資料如有任 何錯誤,須立即知會本公司及香港股份過戶登記 處。
3. 轉交個人資料
- 本公司及其香港股份過戶登記處所持有關證券持 有人的個人資料將會保密,但本公司及其香港股 份過戶登記處可在為達到上述任何目的之必要情 況下,向、從或連同下列任何人士或機構披露、 獲取或轉交(無論在香港境內或境外)有關個人資 料:
- 本公司委任的代理,例如財務顧問、收款銀行 和主要海外股份過戶登記處;
- 如證券申請人要求將證券存於中央結算系統、 香港結算或香港結算代理人,彼等將會就中央 結算系統的運作使用有關個人資料;
- 向本公司或香港股份過戶登記處提供與其各自 業務營運有關的行政、電訊、電腦、付款或其 他服務的任何代理、承包商或第三方服務供應 商;
- • 香港聯交所、證監會及任何其他法定監管機關 或政府部門或法例、規則或法規規定的其他機 構;及
- 證券持有人與其進行或擬進行交易的任何人士 或機構,例如彼等的銀行、律師、會計師或股 票經紀等。
2. 目的 4. 個人資料的保留
證券持有人的個人資料可以任何方式使用、持 本公司及其香港股份過戶登記處將按收集個人資
有、處理及╱或保存,以作下列用途: 料所需的用途保留證券申請人及持有人的個人資
• 處理 閣下的申請、退款支票及電子自動退款 料。無需保留的個人資料將會根據《條例》銷毀或
指示(如適用)、核實是否符合本申請表格及 處理。
- 處理 閣下的申請、退款支票及電子自動退款 指示(如適用)、核實是否符合本申請表格及 招股章程載列的條款和申請程序以及公佈公開 發售股份的分配結果;
5. 查閱和更正個人資料
-
遵守香港及其他地區的適用法律及法規;
-
證券持有人有權確定本公司或香港股份過戶登記 處是否持有其個人資料,並有權索取有關該資料 的副本並更正任何不準確資料。本公司和香港股 份過戶登記處有權就處理任何該等的要求收取合 理費用。
-
以證券持有人(包括香港結算代理人(如適用)) 的名義登記新發行證券或轉讓或受讓證券;
-
• 存置或更新本公司證券持有人的名冊;
-
核實證券持有人的身份;
-
確定本公司證券持有人的受益權利,例如股 息、供股和紅股等;
-
• 分發本公司及其附屬公司的通訊;
所有查閱資料或更正資料的要求應按招股章程「公 司資料」一節所披露或不時通知的本公司註冊地 址送交公司秘書,或向本公司的香港股份過戶登 記處的個人資料私隱事務主任提出。
-
編製統計數據和證券持有人資料;
-
披露有關資料以便就權益索償;及
-
與上述有關的任何其他附帶或相關目的及╱或 使本公司及香港股份過戶登記處能履行對證券 持有人及╱或監管機構承擔的責任及╱或證券 持有人不時同意的任何其他目的。
閣下簽署申請表格或向香港結算發出電子認購指 示,即表示同意上述各項。