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Pangaea Connectivity Technology Limited — Capital/Financing Update 2021
Jan 29, 2021
49946_rns_2021-01-29_9d26ff2e-6262-4d18-93a6-77517a660aa2.pdf
Capital/Financing Update
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Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股份,並直接存入 中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有人股份戶口或 閣下指定的 中央結算系統參與者股份戶口,請使用本表格
This Application Form uses the same terms as defined in the prospectus of Pangaea Connectivity Technology Limited (the “ Company ”) dated 30 January 2021 (the “ Prospectus ”). Staple your 本申請表格所用詞彙與環聯連訊科技有限公司(「 本公司 」)於二零二一年一月三十日刊發的招股章程(「 招 payment 股章程 」)所界定者具有相同涵義。 here Neither this Application Form nor the Prospectus constitutes an offer to sell or the solicitation of an offer to buy any Public Offer Shares in any jurisdiction other than Hong Kong. The Public Offer Shares may not 請將股款 be offered or sold in the United States without registration or an exemption from registration under the U.S. 緊釘在此 Securities Act. 本申請表格及招股章程概不構成在香港以外司法權區要約出售或游說要約購買公開發售股份。若無根據 美國《證券法》登記或豁免登記,公開發售股份不得在美國提呈發售或出售。 This Application Form and the Prospectus may not be forwarded or distributed or reproduced (in whole or in part) in any manner whatsoever in any jurisdiction where such forwarding, distribution or reproduction is not permitted under the law of that jurisdiction. 在任何根據當地法例不得發送、派發或複製本申請表格及招股章程的司法權區內概不得發送或派發或複 製(不論方式,也不論全部或部分)本申請表格及招股章程。
Copies of the Prospectus, all related Application Forms and the other documents specified in the section headed “Documents Delivered to the Registrar of Companies and Available for Inspection” in Appendix V to the Prospectus, have been registered by the Registrar of Companies in Hong Kong as required by section 342C of the Companies (Winding Up and Miscellaneous Provisions) Ordinance (Chapter 32 of the Laws of Hong Kong). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “ Hong Kong Stock Exchange ”), Hong Kong Securities Clearing Company Limited (“ HKSCC ”), the Securities and Futures Commission of Hong Kong (the “ SFC ”) and the Registrar of Companies of Hong Kong take no responsibility for the contents of these documents.
招股章程、所有相關申請表格及招股章程附錄五「送呈公司註冊處處長及備查文件」一節所述其他文件已 遵照香港法例第 32 章公司(清盤及雜項條文)條例第 342C 條規定送呈香港公司註冊處處長登記。香港交易 及結算所有限公司、香港聯合交易所有限公司(「 香港聯交所 」)、香港中央結算有限公司(「 香港結算 」)、 香港證券及期貨事務監察委員會(「 證監會 」)及香港公司註冊處處長對此等文件的內容概不負責。
Pangaea Connectivity Technology Limited 環聯連訊科技有限公司 (Incorporated in the Cayman Islands with limited liability) (於開曼群島註冊成立的有限公司) Stock code : 1473 股份代號 : 1473
Maximum Offer Price : HK$0.58 per Offer Share, plus brokerage of 1.0%, SFC transaction levy of 0.0027% and Hong Kong Stock Exchange trading fee of 0.005% (payable in full on application in Hong Kong dollars and subject to refund) 最高發售價 : 每股發售股份 0.58 港元,另加 1.0% 經紀佣金、 0.0027% 證監會交易徵費及 0.005% 香港聯交所交易費 (須於申請時以港元繳足,並可予退還)
You should read this Application Form in conjunction with the Prospectus, which contains further information on the application procedures. , 一 。 招股章程尚有關於申請程序的其他資料 本申請表格應與招股章程 併閱讀
Application Form 申請表格
To: Pangaea Connectivity Technology Limited The Sole Sponsor The Joint Global Coordinators The Joint Bookrunners The Joint Lead Managers The Public Offer Underwriters
Applicants’ declaration I/We agree to the terms and conditions and application procedures in this Application Form and the Prospectus. Please refer to the “Effect of completing and submitting this Application Form” section of this Application Form.
Warning: Only one application may be made for the benefit of any person. Please refer to the last four bullets of “Effect of completing and submitting this Application Form” section.
致:環聯連訊科技有限公司 獨家保薦人 聯席全球協調人 聯席賬簿管理人 聯席牽頭經辦人 公開發售包銷商
申請人聲明
本人╱吾等同意本申請表格及招股章程的條款及條件以及 申請程序。請參閱本申請表格「填交本申請表格的效用」 一節。
一 警告:任何人士只限作出 次為其利益而進行的認購申 。 請 請參閱「填交本申請表格的效用」一節最後四點。
Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股份,並直接存入 中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有人股份戶口或 閣下指定的 中央結算系統參與者股份戶口,請使用本表格
Signed by (all) applicant(s) (all joint applicants must sign): 由(所有)申請人簽署(所有聯名申請人必須簽署):
For Broker use 此欄供經紀填寫 Lodged by 遞交申請的經紀 Broker No. 經紀號碼 Broker’s Chop 經紀印章
..................................................................................... Date: 日期: ................./ ................./ .................. D 日 M 月 Y 年 Number of Public Offer Shares applied for (not more than 12,500,000 shares) 申請認購的公開發售股份數目 Cheque/banker’s cashier order number (不超過 12,500,000 股股份) 支票╱銀行本票號碼
Name of bank on which cheque/Banker’s cashier order is drawn Total amount 總額總額 (see “How to make your application” section) 兌現支票╱銀行本 票的銀行名稱(見「申請手續」一節) HK$ 港元
Total amount 總額總額
Name in English (in BLOCK letters) 英文姓名╱名稱(以正楷填寫) Family name or company name 姓氏或公司名稱 Forename(s) 名字
Name in Chinese 中文姓名╱名稱
Family name or company name 姓氏或公司名稱 Forename(s) 名字
Occupation in English 職業(以英文填寫)
Hong Kong Identity Card No./Passport No./Hong Kong Business Registration No. (Please delete as appropriate) 香港身份證號 碼╱護照號碼╱香港商業登記號碼 (請刪除不適用者)
Names of all other joint applicants in English (if any, in BLOCK letters) 所有其他聯名申請人的英文姓名╱名稱(如有,以正楷填寫)
Names of all other joint applicants in English (if any, in Hong Kong Identity Card No./Passport No./Hong Kong Business BLOCK letters) Registration No. of all other joint applicants (Please delete as 所有其他聯名申請人的英文姓名╱名稱(如有,以正楷填寫) appropriate) 港商業登記號碼所有其他聯名申請人的香港身份證號碼╱護照號碼╱香(請刪除不適用者) (1) (1) (2) (2) (3) (3)
Hong Kong address (in English) and telephone no. (joint applicants should give the address and the telephone number of first-named applicant only, in BLOCK letters.) 香港地址(以英文正楷填寫)及電話號碼(聯名申請人只須填寫排名首位申請人的地址及電話號碼)
Telephone No. 電話號碼
For Nominees: You will be treated as applying for your own benefit if you do not complete this section. Please provide an account number or identification code for each (joint) beneficial owner. 由代名人遞交: 閣下若不填寫本節,是 項認購申請將視作為 閣下利益提出。請填寫每名(聯名)實 益擁有人的賬戶號碼或識別編碼。
THIS BOX MUST BE DULY COMPLETED 必 須填妥此欄
Participant I.D. of the CCASS Investor Participant or designated CCASS Participant 中央結算系統投資者戶口持有人或指定的中央結算系 統參與者的參與者編號
ADDRESS LABEL 地址標貼 (Your name(s) and address in Hong Kong in BLOCK letters 請用 正楷 填寫 姓名╱名稱 及 香港 地址 )
For designated CCASS Participant or Corporate CCASS Investor Participant, please also affix the company chop bearing its company name 指定的中央結算系統參與者或公司中央結算系統投資者戶口持有 人,請加蓋顯示公司名稱的公司印鑑
(See paragraph 2 in the “How to make your application” section) (請參閱「申請手續」一節第 2 段)
For Internal use 此欄供內部使用
Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股份,並直接存入 中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有人股份戶口或 閣下指定的 中央結算系統參與者股份戶口,請使用本表格
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*(1) If you are a CCASS Investor Participant, only a Hong Kong Identity Card number (if you are an individual) or a Hong Kong Business Registration number (if you are a body corporate) will be accepted for this application, please see paragraph 2 under the “How to make your application” section.
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如 閣下為中央結算系統投資者戶口持有人,是項申請僅接納香港身份證號碼(如屬個別人士)或 香港商業登記號碼(如屬法人團體),請參閱「申請手續」一節第 2 段。
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(2) If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant): For an individual, you must provide your Hong Kong Identity Card number or passport number. If you hold a Hong Kong Identity Card, please provide that number. If you do not hold a Hong Kong Identity Card, please provide your passport number. For a body corporate, please provide your Hong Kong Business Registration number.
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如 閣下透過中央結算系統投資者戶口持有人以外的指定中央結算系統參與者提出申請:如屬個 別人士,必須填寫 閣下的香港身份證號碼或護照號碼(持有香港身份證者請填寫香港身份證號 碼,否則請填寫護照號碼);如屬法人團體,請填寫香港商業登記號碼。
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(3) Part of the Hong Kong Identity Card number/passport number of you or, for joint applicants, the firstnamed applicant may be printed on your refund cheque (if any). Such data will be used for checking the validity of Application Form and such data would also be transferred to a third party for such purpose and refund purpose. Your banker may require verification of your Hong Kong Identity Card number/passport number before you can cash your refund cheque.
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日後如需退回申請股款,退款支票(如有)上或會印有 閣下或(如屬聯名申請人)排名首位申請人 的香港身份證號碼╱護照號碼的一部分。有關資料將用於核實申請表格的有效性,亦會轉交予第 三方作資料核實和退款。銀行兌現退款支票前或會要求查證 閣下的香港身份證號碼╱護照號碼。
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(4) If an application is made by an unlisted company and:
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the principal business of that company is dealing in securities; and
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you exercise statutory control over that company,
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then the application will be treated as being made for your benefit. 倘若申請由一間非上市公司提出,而:
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該公司主要從事證券買賣業務;及
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閣下對該公司可行使法定控制權,
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是項申請將視作為 閣下的利益提出。
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(5) All joint applicants must give (if they are individuals) their Hong Kong Identity Card numbers or, where applicable, passport numbers, or (if they are bodies corporate) their Hong Kong Business Registration numbers.
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所有聯名申請人必須提供(如屬個別人士)其香港身份證號碼或(如適用)護照號碼,或(如屬法人 團體)其香港商業登記號碼。
This page is intentionally left blank 此乃白頁 特意留空
Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant
How to make your application
- Use the table below to calculate how much you must pay. Your application must be for a minimum of 4,000 Public Offer Shares and in one of the numbers set out in the table, or your application will be rejected.
| 4,000 Public Offer Shares and in one of the numbers set out in the table, or your application will be rejected. |
4,000 Public Offer Shares and in one of the numbers set out in the table, or your application will be rejected. |
4,000 Public Offer Shares and in one of the numbers set out in the table, or your application will be rejected. |
|---|---|---|
| Pangaea Connectivity Technology Limited (HK$0.58 per Offer Share) NUMBER OF PUBLIC OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS |
||
| Number of Public Offer Shares Applied for Amount payable on application (HK$) |
Number of Public Offer Shares Applied for Amount payable on application (HK$) |
Number of Public Offer Shares Applied for Amount payable on application (HK$) |
| 4,000 2,343.38 8,000 4,686.76 12,000 7,030.14 16,000 9,373.51 20,000 11,716.89 24,000 14,060.28 28,000 16,403.65 32,000 18,747.03 36,000 21,090.40 40,000 23,433.79 60,000 35,150.68 80,000 46,867.57 100,000 58,584.47 120,000 70,301.36 140,000 82,018.25 |
160,000 93,735.15 180,000 105,452.04 200,000 117,168.93 300,000 175,753.40 400,000 234,337.86 500,000 292,922.33 600,000 351,506.80 700,000 410,091.26 800,000 468,675.73 900,000 527,260.19 1,000,000 585,844.66 1,500,000 878,766.99 2,000,000 1,171,689.32 2,500,000 1,464,611.65 3,000,000 1,757,533.98 le |
3,500,000 2,050,456.31 4,000,000 2,343,378.64 4,500,000 2,636,300.97 5,000,000 2,929,223.30 6,000,000 3,515,067.96 7,000,000 4,100,912.62 8,000,000 4,686,757.28 9,000,000 5,272,601.94 10,000,000 5,858,446.60 12,500,000* 7,323,058.25 |
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Maximum number of Public Offer Shares you may apply for.
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You, as the applicant(s), must complete the form in English in BLOCK letters as indicated below and sign on the second page of the Application Form. Only written signatures will be accepted (and not by way of personal chop).
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If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant):
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the designated CCASS Participant must endorse the form with its company chop (bearing its company name) and insert its participant I.D. in the appropriate box.
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If you are applying as an individual CCASS Investor Participant:
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the form must contain your NAME and Hong Kong I.D. Card number;
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• your participant I.D. must be inserted in the appropriate box.
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If you are applying as a joint individual CCASS Investor Participant:
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the form must contain all joint investor participants’ NAMES and the Hong Kong I.D. Card number of all joint investor participants;
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your participant I.D. must be inserted in the appropriate box.
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If you are applying as a corporate CCASS Investor Participant:
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the form must contain your company NAME and Hong Kong Business Registration number;
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your participant I.D. and your company chop (bearing your company name) must be inserted in the appropriate box.
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Incorrect or omission of details of the CCASS Participant including participant I.D. and/or company chop bearing its company name or other similar matters may render your application invalid.
Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant
- Staple your cheque or banker’s cashier order to the form. Each application for the Public Offer Shares must be accompanied by either one separate cheque or one separate banker’s cashier order. Your application will be rejected if your cheque or banker’s cashier order does not meet all the following requirements:
| requirements: |
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|---|---|
| The cheque must: |
Banker’s cashier order must: |
| • be in Hong Kong dollars; • not be post-dated; • be made payable to “Ting Hong Nominees Limited — Pangaea Connectivity Public Offer”; • be crossed “Account Payee Only”; |
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| • be drawn on your Hong Kong dollar bank account in Hong Kong; and • show your account name, which must either be pre-printed on the cheque, or be endorsed on the back by a person authorised by the bank. This account name must correspond with your name. If it is a joint application, the account name must be the same as the first-named applicant’s name. |
• be issued by a licensed bank in Hong Kong, and have your name certified on the back by a person authorised by the bank. The name on the banker’s cashier order must correspond with your name. If it is a joint application, the name on the back of the banker’s cashier order must be the same as the first-named applicant’s name. |
- Tear off the Application Form, fold it once and lodge your completed Application Form (with cheque or banker’s cashier order attached) to one of the collection boxes at any of the following branches of DBS Bank (Hong Kong) Limited:
District Branch Name Address Hong Kong Island Head Office G/F, The Center, 99 Queen’s Road Central, Central Kowloon SME Centre — Mongkok 2/F, Wofoo Commercial Building, 574–576 Nathan Road, Mongkok New Territories Kwai Chung Branch G/F, 1001 Kwai Chung Road, Kwai Chung
- Your Application Form can be lodged at these times:
9:00 a.m. to 12:00 noon — Saturday, 30 January 2021 — 9:00 a.m. to 4:00 p.m. Monday, 1 February 2021
— 9:00 a.m. to 4:00 p.m. Tuesday, 2 February 2021
— 9:00 a.m. to 4:00 p.m. Wednesday, 3 February 2021 9:00 a.m. to 12:00 noon — Thursday, 4 February 2021
- The latest time for lodging your application is 12:00 noon on Thursday, 4 February 2021. The application lists will be open between 11:45 a.m. to 12:00 noon on that day, subject only to the weather conditions, as described in the section headed “How to apply for Public Offer Shares and Employee Reserved Shares — 10. Effect of bad weather on the opening of the application lists” in the Prospectus.
To safeguard the health and safety of its employees and customers in light of the rapidly changing novel coronavirus situation in Hong Kong, the receiving bank referred to above may adjust its branch services (including branch operation hours) from time to time. For the latest arrangement on branch services, please refer to the DBS website at https://www.dbs.com.hk/personal/default.page.
如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股份, 並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有人股 份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格
申請手續
- 使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為 4,000 股公開發售股份,並為下 表所列的其中一個數目,否則恕不受理。
| 環聯連訊科技有限公司 (每股發售股份0.58 港元) 可供申請認購公開發售股份數目及應繳款項 |
環聯連訊科技有限公司 (每股發售股份0.58 港元) 可供申請認購公開發售股份數目及應繳款項 |
環聯連訊科技有限公司 (每股發售股份0.58 港元) 可供申請認購公開發售股份數目及應繳款項 |
|---|---|---|
| 申請認購的 公開發售 股份數目 申請時 應繳款項 (港元) |
申請認購的 公開發售 股份數目 申請時 應繳款項 (港元) |
申請認購的 公開發售 股份數目 申請時 應繳款項 (港元) |
| 4,000 2,343.38 8,000 4,686.76 12,000 7,030.14 16,000 9,373.51 20,000 11,716.89 24,000 14,060.28 28,000 16,403.65 32,000 18,747.03 36,000 21,090.40 40,000 23,433.79 60,000 35,150.68 80,000 46,867.57 100,000 58,584.47 120,000 70,301.36 140,000 82,018.25 |
160,000 93,735.15 180,000 105,452.04 200,000 117,168.93 300,000 175,753.40 400,000 234,337.86 500,000 292,922.33 600,000 351,506.80 700,000 410,091.26 800,000 468,675.73 900,000 527,260.19 1,000,000 585,844.66 1,500,000 878,766.99 2,000,000 1,171,689.32 2,500,000 1,464,611.65 3,000,000 1,757,533.98 e樣 |
3,500,000 2,050,456.31 4,000,000 2,343,378.64 4,500,000 2,636,300.97 5,000,000 2,929,223.30 6,000,000 3,515,067.96 7,000,000 4,100,912.62 8,000,000 4,686,757.28 9,000,000 5,272,601.94 10,000,000 5,858,446.60 12,500,000* 7,323,058.25 |
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閣下可申請認購的公開發售股份數目上限。
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閣下作為申請人,必須按照下列指示以英文 正楷 填妥表格,並於申請表格次頁簽署,只接納親筆簽 名(不得以個人印章代替)。
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如 閣下透過中央結算系統投資者戶口持有人以外的指定中央結算系統參與者提出申請:
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該指定中央結算系統參與者必須於表格蓋上公司印鑑(附有公司名稱),並在適當方格內填寫參 與者編號。
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如 閣下以個人中央結算系統投資者戶口持有人名義提出申請:
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表格須載有 閣下的 姓名 和香港身份證號碼;
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• 須在適當方格內填寫 閣下的參與者編號。
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如 閣下以聯名個人中央結算系統投資者戶口持有人名義提出申請: • 表格須載有所有聯名投資者戶口持有人的 姓名 和香港身份證號碼; • 須在適當方格內填寫 閣下的參與者編號。
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如 閣下以公司中央結算系統投資者戶口持有人名義提出申請:
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表格須載有 閣下的公司 名稱 和香港商業登記號碼;
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須在適當方格內填寫 閣下的參與者編號並蓋上公司印鑑(附有公司名稱)。
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中央結算系統參與者的資料(包括參與者編號及╱或顯示公司名稱之公司印鑑)或其他類似事項如 有不確或遺漏,均可能導致申請無效。
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如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股份, 並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有人股 份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格
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閣下須將支票或銀行本票釘於表格上。每份公開發售股份申請須附一張獨立開出支票或一張獨立開 出銀行本票。支票或銀行本票必須符合以下所有規定,否則有關的認購申請不獲接納:
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支票必須: 銀行本票必須: • 為港元; • 不得為期票;
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註明抬頭人為「 鼎康代理人有限公司[—] 環聯連訊科技有限公司公開發售 」;
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• 劃線註明「只准入抬頭人賬戶」;
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從 閣下在香港的港元銀行賬戶中開出;及 • 須由香港持牌銀行開出,並由有關銀行授
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• 顯示 閣下的賬戶名稱,而該賬戶名稱必須 權的人士在銀行本票背面簽署核證 閣下 已預印在支票上,或由有關銀行授權的人士 姓名╱名稱。銀行本票所示姓名╱名稱須 在支票背書。賬戶名稱必須與 閣下姓名╱名 與 閣下姓名╱名稱相同。如屬聯名申請, 稱相同。如屬聯名申請,該賬戶名稱必須與 銀行本票背面所示姓名╱名稱必須與排名首 排名首位申請人的姓名╱名稱相同。 位申請人的姓名╱名稱相同。
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請撕下申請表格,對摺一次,然後將填妥的申請表格(連同所附支票或銀行本票)投入星展銀行(香 港)有限公司下列任何一家分行特設的收集箱:
地區 分行名稱 地址 香港島 總行 中環皇后大道中 99 號 中環中心地下 九龍 中小企業銀行[—] 旺角 旺角彌敦道 574–576 號 和富商業大廈 2 樓 新界 葵涌分行 葵涌葵涌道 1001 號地下 5. 閣下可於下列時間遞交申請表格: 上午九時正至中午十二時正[—] 二零二一年一月三十日(星期六) 上午九時正至下午四時正[—] 二零二一年二月一日(星期一) 上午九時正至下午四時正[—] 二零二一年二月二日(星期二) 上午九時正至下午四時正[—] 二零二一年二月三日(星期三) 上午九時正至中午十二時正[—] 二零二一年二月四日(星期四)
- 截止遞交申請的時間為二零二一年二月四日(星期四)中午十二時正。本公司將於當日上午十一時 四十五分至中午十二時正期間登記認購申請,唯一會影響此時間的變化因素為當日的天氣情況(詳 見招股章程「如何申請公開發售股份及僱員預留股份[—] 10. 惡劣天氣對開始辦理申請登記的影響」 一節)。
基於香港新型冠狀病毒狀況變化迅速,上述收款銀行為保障僱員及客戶健康及安全,可能不時調整分 行服務(包括分行營業時間)。有關分行服務的最新安排,請瀏覽星展銀行網站 https://www.dbs.com.hk/ personal/default.page。
Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant
Pangaea Connectivity Technology Limited
(Incorporated in the Cayman Islands with limited liability)
SHARE OFFER
Conditions of your application
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agree that none of the Company, the Sole Sponsor, the Joint Global Coordinators, the Joint Bookrunners, the Joint Lead Managers, the Underwriters, their respective directors, officers, employees, partners, agents, advisers and any other parties involved in the Share Offer is or will be liable for any information and representations not in the Prospectus (and any supplement to it);
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• undertake and confirm that you or the person(s) for whose benefit you have made the application have not applied for or taken up, or indicated an interest for, and will not apply for or take up, or indicate an interest for, any Offer Shares under the Placing nor participated in the Placing, except for Eligible Employees who may apply for the Employee Reserved Shares apart from application for the Public Offer Shares;
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• agree to disclose to the Company, the Hong Kong Share Registrar, receiving bank, the Sole Sponsor, the Joint Global Coordinators, the Joint Bookrunners, the Joint Lead Managers, the Underwriters and/or their respective advisers and agents any personal data which they may require about you and the person(s) for whose benefit you have made the application;
A. Who can apply
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You and any person(s) for whose benefit you are applying must be 18 years of age or older and must have a Hong Kong address.
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If you are a firm, the application must be in the individual members’ names.
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The number of joint applicants may not exceed four.
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If you are a body corporate, the application must be signed by a duly authorised officer, who must state his representative capacity, and stamped with your corporation’s chop.
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You must be outside the United States, not be a United States Person (as defined in Regulation S under the U.S. Securities Act). •
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Unless permitted by the Listing Rules, you cannot apply for any Public Offer Shares if you are:
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an existing beneficial owner of shares in the Company and/or any of its subsidiaries;
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a director or chief executive of the Company and/or any of its subsidiaries; •
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• a close associate (as defined in the Listing Rules) of any of the above; or
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if the laws of any place outside Hong Kong apply to your application, agree and warrant that you have complied with all such laws and none of the Company, the Sole Sponsor, the Joint Global Coordinators, the Joint Bookrunners, the Joint Lead Managers, the Underwriters nor any of their respective officers or advisers will breach any law outside Hong Kong as a result of the acceptance of your offer to purchase, or any action arising from your rights and obligations under the terms and conditions contained in the Prospectus and this Application Form; agree that once your application has been accepted, you may not rescind it because of an innocent misrepresentation; agree that your application will be governed by the laws of Hong Kong;
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have been allocated or have applied for or indicated an interest in any Placing Shares or otherwise participated in the Placing, except for Eligible Employees who may apply for the Employee Reserved Shares apart from application for the Public Offer Shares.
B. If you are a nominee • You, as a nominee, may make more than one application for the Public Offer Shares by: (i) giving electronic application • instructions to HKSCC via Central Clearing and Settlement • System (“ CCASS ”) (if you are a CCASS Participant); or (ii) using a WHITE or YELLOW Application Form, and lodge more than one application in your own name on behalf of different beneficial owners.
- represent, warrant and undertake that (i) you understand that the Public Offer Shares have not been and will not be registered under the U.S. Securities Act; and (ii) you and any person for whose benefit you are applying for the Offer Shares are outside the United States (as defined in Regulation S) or are a person described in paragraph (h) (3) of Rule 902 of Regulation S;
C. Effect of completing and submitting this Application Form By completing and submitting this Application Form, you (and if you are joint applicants, each of you jointly and severally) for yourself or as an agent or a nominee on behalf of each person for whom you act:
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warrant that the information you have provided is true and accurate;
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agree to accept the Public Offer Shares applied for, or any lesser number allocated to you under the application;
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• authorise the Company to place the name of the HKSCC Nominees on the Company’s register of members as the holder(s) of any Public Offer Shares allocated to you, and the Company and/or its agents to deposit any share certificate(s) into CCASS and/or to send any refund cheque(s) to you or the first-named applicant for joint application by ordinary post at your own risk to the address stated on the application, unless you have chosen to collect refund cheque(s) in person;
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undertake to execute all relevant documents and instruct and authorise the Company, the Sole Sponsor and/or the Joint Global Coordinators (or their agents or nominees), as agents of the Company, to execute any documents for you and to do on your behalf all things necessary to register any Public Offer Shares allocated to you in the name of HKSCC Nominees as required by the Articles of Association of the Company;
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a g r e e t o c o m p l y w i t h t h e C o m p a n i e s A c t , t h e Companies Ordinance, the Companies (Winding Up and Miscellaneous Provisions) Ordinance and the Articles of Association of the Company;
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agree that the shares to be allotted shall be issued in the name of HKSCC Nominees and deposited directly into CCASS for credit to your investor participant stock account or the stock account of your designated CCASS Participant;
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confirm that you have read the terms and conditions and application procedures set out in the Prospectus and in this Application Form and agree to be bound by them;
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agree that each of HKSCC and HKSCC Nominees reserves the right (1) not to accept any or part of such allotted shares issued in the name of HKSCC Nominees or not to accept such allotted shares for deposit into CCASS; (2) to cause such allotted shares to be withdrawn from CCASS and issued in your name at your own risk and costs; and (3) to cause such allotted shares to be issued in your name (or, if you are a joint applicant, to the first-named applicant) and in such a case, to post the certificates for such allotted shares at your own risk to the address on your application form by ordinary post or to make available the same for your collection;
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c o n f i r m t h a t y o u h a v e r e c e i v e d a n d r e a d t h e Prospectus and have only relied on the information and representations contained in the Prospectus in making your application and will not rely on any other information or representations except those in any supplement to the Prospectus;
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confirm that you are aware of the restrictions on the Share Offer in the Prospectus;
Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant
- agree that each of HKSCC and HKSCC Nominees may adjust the number of allotted shares issued in the name of HKSCC Nominees;
“Structure of the Share Offer” in the Prospectus. In particular, the Joint Global Coordinators (for themselves and on behalf of the Underwriters) may reallocate Offer Shares from the Placing to the Public Offer to satisfy valid applications under the Public Offer. In accordance with Guidance Letter HKEX-GL91-18 issued by the Stock Exchange, if such reallocation is done other than pursuant to Practice Note 18 of the Listing Rules, the total number of Offer Shares that may be allocated to the Public Offer following such re-allocation shall be not more than double the initial allocation to the Public Offer (i.e. 50,000,000 Offer Shares) and the final Offer Price shall be fixed at the bottom end of the indicative price range (i.e. HK$0.52 per Offer Share).
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agree that neither HKSCC nor HKSCC Nominees shall have any liability for the information and representations not so contained in the Prospectus and this Application Form;
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agree that neither HKSCC nor HKSCC Nominees shall be liable to you in any way;
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declare and represent that this is the only application made and the only application intended by you to be made to benefit you or the person for whose benefit you are applying (except that Eligible Employees may also make an additional application for the Employee Reserved Shares by using the PINK Application Forms apart from application for the Public Offer Shares);
If your application for Public Offer Shares is successful (in whole or in part)
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understand that the Company, the Sole Sponsor, the Joint Global Coordinators, the Joint Bookrunners, the Joint Lead Managers and the Underwriters will rely on your declarations and representations in deciding whether or not to make any allotment of any of the Public Offer Shares to you and that you may be prosecuted for making a false declaration;
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• (if the application is made for your own benefit) warrant that no other application has been or will be made for your benefit on a WHITE or YELLOW Application Form or by giving electronic application instructions to HKSCC • or to the HK eIPO White Form Service Provider by you or by any one as your agent or by any other person (except that Eligible Employees may also make an additional application for the Employee Reserved Shares by using the PINK Application Forms apart from application for the Public Offer Shares); and •
If your application is wholly or partially successful, your Share certificate(s) (subject to their becoming valid certificates of title provided that the Public Offer has become unconditional and not having been terminated at 8:00 a.m. on Friday, 19 February 2021) will be issued in the name of HKSCC Nominees and deposited directly into CCASS for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant as instructed by you in your Application Form on Thursday, 18 February 2021 or, in the event of a contingency, on any other date as shall be determined by HKSCC or HKSCC Nominees.
- If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant): For Public Offer Shares credited to the stock account of your designated CCASS Participant (other than a CCASS Investor Participant), you can check the number of Public Offer Shares allotted to you with that CCASS Participant.
- If you are applying as a CCASS Investor Participant: The Company expects to publish the results of CCASS Investor Participants’ applications together with the results of the Public Offer on Thursday, 18 February 2021. You should check the announcement published by the Company and report any discrepancies to HKSCC before 5:00 p.m. on Thursday, 18 February 2021 or such other date as shall be determined by HKSCC or HKSCC Nominees. Immediately after the credit of the Public Offer Shares to your stock account you can check your new account balance via the CCASS Phone System and CCASS Internet System (under the procedures contained in HKSCC’s “An Operating Guide for Investor Participants” in effect from time to time). HKSCC will also make available to you an activity statement showing the number of Public Offer Shares credited to your stock account.
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(if you are making the application as an agent for the benefit of another person) warrant that (i) no other application has been or will be made by you as agent for or for the benefit of that person or by that person or by any other person as agent for that person on a WHITE or YELLOW Application Form or by giving electronic application instructions to HKSCC (except that Eligible Employees may also make an additional application for the Employee Reserved Shares by using the PINK Application Forms apart from application for the Public Offer Shares); and (ii) you have due authority to sign the Application Form or give electronic application instructions on behalf of that other person as their agent.
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D. Power of attorney If your application is made through an authorised attorney, the Company and the Joint Global Coordinators (on behalf of the Underwriters) may accept or reject your application at their discretion, and on any conditions they think fit, including evidence of the attorney’s authority.
No receipt will be issued for application money paid. The Company will not issue temporary documents of title.
Refund of your money
If you do not receive any Public Offer Shares or if your application is accepted only in part, the Company will refund to you your application monies (including the related 1% brokerage, 0.0027% SFC transaction levy and 0.005% Hong Kong Stock Exchange trading fee) without interest. If the Offer Price is less than the maximum Offer Price, the Company will refund to you the surplus application monies (including the related 1% brokerage, 0.0027% SFC transaction levy and 0.005% Hong Kong Stock Exchange trading fee) without interest. The refund procedures are stated in the section headed “How to apply for Public Offer Shares and Employee Reserved Shares — 14. Despatch/ collection of share certificates and refund monies” in the Prospectus.
Determination of Offer Price and Allocation of Public Offer Shares The Offer Price is expected to be fixed on or around Friday, 5 February 2021 or such later date as the Joint Global Coordinators (for themselves and on behalf of the Underwriters) and the Company may agree. Applicants are required to pay the maximum Offer Price of HK$0.58 for each Offer Share together with 1% brokerage, 0.0027% SFC transaction levy and 0.005% Hong Kong Stock Exchange trading fee. If the Offer Price is not agreed between the Company and the Joint Global Coordinators (for themselves and on behalf of Underwriters) on or before Friday, 5 February 2021 or such later date as the Joint Global Coordinators (for themselves and on behalf of the Underwriters) and the Company may agree, the Share Offer will not proceed and will lapse.
Effect of the information you give to Tricor Investor Services Limited
Applications for Public Offer Shares will not be processed and no allotment of any Public Offer Shares will be made until the application lists close.
Tricor Investor Services Limited and its related bodies’ corporate, directors, officers, employees and agents (“ Representatives ”) expressly disclaim and exclude to the maximum extent permitted by law any liability for any loss or damage suffered or incurred by the applicant or any other person or entity however caused relating in any way to, or connected with, any information provided by or on behalf of the applicant on or in connection with this document or any services provided hereunder, or any other written or oral communication provided by or on behalf of the applicant in connection with this document or any services provided hereunder. This includes, without limitation, any errors or omissions in such information however caused, or the Representatives or any other person or entity placing any reliance on such information or any documentation, image, recording or reproduction of such information, or its accuracy, completeness, currency or reliability.
The Company expects to announce the final Offer Price, the level of indication of interest in the Placing, the level of applications under the Public Offer and the Employee Preferential Offering and the basis of allocation of the Public Offer Shares and Employee Reserved Shares on Thursday, 18 February 2021 on the website of the Hong Kong Stock Exchange at www.hkexnews.hk and the Company’s website at www.pangaea.com.hk . Results of allocations in Public Offer and the Employee Preferential Offering, and the Hong Kong Identity Card/passport/Hong Kong business registration numbers of successful applicants (where applicable) will be available on the above websites.
The allocation of Offer Shares between the Public Offer and the Placing is subject to re-allocation, as described in the section headed
如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股份, 並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有人股 份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格
環聯連訊科技有限公司 (於開曼群島註冊成立的有限公司)
股份發售
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申請條件 • 同意 本公司、獨家保薦人、聯席全球協調人、聯席 甲 . 可提出申請的人士 賬簿管理人、聯席牽頭經辦人、包銷商、彼等各自 的董事、高級職員、僱員、合夥人、代理、顧問及
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- 閣下及 閣下為其利益提出申請的人士必須年滿 參與股份發售的任何其他人士現時及日後均毋須
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18 歲並有香港地址。 對並非載於招股章程(及其任何補充文件)的任何
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- 如 閣下為商號,申請須以個別成員名義提出。 資料及陳述負責; 3. 聯名申請人不得超過四名。 • 承諾及確認 閣下或 閣下為其利益提出申請的人 4. 如 閣下為法人團體,申請須經獲正式授權人員簽 士並無申請或接納或表示有意認購(亦不會申請或 接納或表示有意認購)配售下的任何發售股份,也
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署,並註明其所屬代表身份及蓋上公司印鑑。 沒有參與配售,惟可申請僱員預留股份(申請公開
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- 閣下必須身處美國境外,並非美國籍人士(定義見 發售股份除外)的合資格僱員除外;
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美國《證券法》S 規例)。 • 同意 在本公司、香港股份過戶登記處、收款銀行、
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- 除《上市規則》批准外,下列人士概不得申請認購 獨家保薦人、聯席全球協調人、聯席賬簿管理人、 任何公開發售股份: 聯席牽頭經辦人、包銷商及╱或彼等各自的顧問 • 本公司及╱ 或其任何附屬公司股份的現有實 及代理提出要求時,向彼等披露其所要求提供有 關 閣下及 閣下為其利益提出申請的人士的個人
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益擁有人; 資料;
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• 本公司及╱ 或其任何附屬公司的董事或行政 • (如香港境外任何地方的法例適用於 閣下的申
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總裁; 請,則) 同意及保證 閣下已遵守所有有關法例,
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• 上述任何人士的緊密聯繫人(定義見《上市規 且本公司、獨家保薦人、聯席全球協調人、聯席賬 則》);或 簿管理人、聯席牽頭經辦人、包銷商及彼等各自的
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• 已獲分配或已申請或表示有意申請認購任何 高級職員或顧問概不會因接納 閣下的購買要約, 或 閣下在招股章程及本申請表格所載的條款及
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配售股份或以其他方式參與配售的人士,惟 條件項下的權利及責任所引致的任何行動,而違
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可申請僱員預留股份(申請公開發售股份除外) 反香港境外的任何法例;
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的合資格僱員除外。 • 同意 閣下的申請一經接納,即不得因無意的失實 陳述而撤銷;
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乙 . 如 閣下為代名人 • 同意 閣下的申請受香港法例規管; 閣下作為代名人可提交超過一份公開發售股份申請,方 • 聲明、保證及承諾 :(i) 閣下明白公開發售股份 法是 :(i) 透過中央結算及交收系統(「 中央結算系統 」) 不曾亦不會根據美國《證券法》登記; 及 (ii) 閣下 及 閣下為其利益申請發售股份的人士均身處美
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向香港結算發出 電子認購指示 (如 閣下為中央結算系 國境外(定義見S規例),或屬S規例第902條第(h)(3) 統參與者);或 (ii) 使用 白色 或 黃色 申請表格以自身名義 段所述的人士; 代表不同的實益擁有人提交超過一份申請。 • 保證 閣下提供的資料真實及準確;
丙 . 填交本申請表格的效用
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閣下填妥並遞交本申請表格,即表示 閣下(如屬聯 名申請人,即各人共同及個別)代表 閣下本身,或作 為 閣下代其行事的每位人士的代理或代名人: • 承諾 簽署所有相關文件,並指示及授權本公司、獨 家保薦人及╱或聯席全球協調人(或彼等的代理或 代名人),作為本公司代理代表 閣下簽署任何文 件,並代表 閣下進行為按照本公司組織章程細則 的規定將 閣下獲分配的任何公開發售股份以香 港結算代理人的名義登記所需的一切事宜;
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• 同意 遵守《公司法》、《公司條例》、《公司(清盤及 雜項條文)條例》及本公司組織章程細則;
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• 確認 閣下已細閱招股章程及本申請表格所載的 條款及條件以及申請程序,並同意受其約束;
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• 確認 閣下已接獲及細閱招股章程,提出申請時也 僅依據招股章程載列的資料及陳述,而除招股章程 任何補充文件外,不會依賴任何其他資料或陳述;
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確認 閣下知悉招股章程內有關股份發售的限制;
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同意 接納所申請數目或根據申請分配予 閣下但 數目較少的公開發售股份;
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授權 本公司將香港結算代理人的名稱列入本公司 股東名冊,作為 閣下獲分配的任何公開發售股份 的持有人,並授權本公司及╱或其代理將任何股票 存入中央結算系統及╱或以普通郵遞方式按申請 所示地址向 閣下或聯名申請的首名申請人發送 任何退款支票,郵誤風險由 閣下承擔,除非 閣 下已選擇親身領取退款支票;
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• 同意 獲配發的股份是以香港結算代理人的名義發 行,並直接存入中央結算系統,以便記存於 閣下 的投資者戶口持有人股份戶口或 閣下的指定中 央結算系統參與者股份戶口;
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同意 香港結算及香港結算代理人各自保留權利 (1) 不接納以香港結算代理人名義發行的該等獲配發 的任何或部分股份,或不接納該等獲配發的股份 存入中央結算系統;(2) 促使該等獲配發的股份從 中央結算系統提取,並轉入 閣下名下,有關風 險及費用概由 閣下自行承擔;及 (3) 促使該等獲 配發的股份以 閣下名義發行(或如屬聯名申請 人,則以排名首位申請人的名義發行),而在此情 況下,會以普通郵遞方式將該等獲配發股份的股 票寄往 閣下在申請表格上所示地址(郵誤風險概 由 閣下自行承擔)或提供該等股票予 閣下領取;
如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股份, 並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有人股 份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格
• 同意 香港結算及香港結算代理人均可調整獲配發 指引信 HKEX-GL91-18,倘並非根據《上市規則》第 18 項應 以香港結算代理人名義發行的股份數目; 用指引進行重新分配,則於有關重新分配後可能分配予公開
用指引進行重新分配,則於有關重新分配後可能分配予公開 發售的發售股份總數不得超過公開發售初始分配的兩倍(即 50,000,000 股發售股份)及最終發售價將釐定為指示性價格 範圍的最低價(即每股發售股份 0.52 港元)。
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同意 香港結算及香港結算代理人對招股章程及本 申請表格未有載列的資料及陳述概不負責;
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同意 香港結算及香港結算代理人概不以任何方式 對 閣下負責;
如 閣下成功申請認購公開發售股份(全部或部分)
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聲明及表示 此乃 閣下本身或 閣下為其利益提出 申請的人士提出及擬提出的唯一申請(惟合資格僱 員亦可使用 粉紅色 申請表格額外申請僱員預留股 份(申請公開發售股份除外));
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申請的人士提出及擬提出的唯一申請(惟合資格僱 如 閣下的申請全部或部分獲接納, 閣下的股票(前提是到 員亦可使用 粉紅色 申請表格額外申請僱員預留股 二零二一年二月十九日(星期五)上午八時正公開發售成為 份(申請公開發售股份除外)); 無條件而並無終止,股票成為有效的所有權證明)將以香港
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• 明白 本公司、獨家保薦人、聯席全球協調人、聯席 結算代理人名義發出,並按 閣下在申請表格的指示於二零 二一年二月十八日(星期四)或在特別情況下由香港結算或
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賬簿管理人、聯席牽頭經辦人及包銷商將依據 閣 香港結算代理人指定的任何其他日期直接存入中央結算系
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下的聲明及陳述而決定是否向 閣下分配任何公 統,記入 閣下的中央結算系統投資者戶口持有人股份戶口
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開發售股份, 閣下如作出虛假聲明,可能會被檢 或 閣下指定的中央結算系統參與者股份戶口。
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控; • 如 閣下透過中央結算系統投資者戶口持有人以外的指
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• (如本申請是為 閣下本身的利益提出) 保證 閣 定中央結算系統參與者提出申請:公開發售股份將存
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下或作為 閣下代理的任何人士或任何其他人士 入 閣下指定的中央結算系統參與者(非中央結算系統
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不曾亦不會為 閣下的利益而以 白色 或 黃色 申請 投資者戶口持有人)股份戶口, 閣下可向該中央結算系
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表格或向香港結算或 網上白表 服務供應商發出 電 統參與者查詢 閣下獲配發的公開發售股份數目。
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子認購指示 而提出其他申請(惟合資格僱員亦可使 • 如 閣下以中央結算系統投資者戶口持有人身份提出申
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用 粉紅色 申請表格額外申請僱員預留股份(申請公 請: 本公司預期於二零二一年二月十八日(星期四)公
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開發售股份除外));及 佈中央結算系統投資者戶口持有人的申請結果及公開發
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• (如 閣下作為代理為另一人士的利益提出申請) 售的結果。 閣下應查閱本公司刊發的公告,如有任何
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保證 (i) 閣下(作為代理或為該人士利益)或該人 資料不符,請於二零二一年二月十八日(星期四)或香港
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士或任何其他作為該人士代理的人士不曾亦不會 結算或香港結算代理人釐定的相關其他日期下午五時正
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以 白色 或 黃色 申請表格或向香港結算發出 電子認 前知會香港結算。緊隨公開發售股份存入 閣下的股份
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購指示 而提出其他申請(惟合資格僱員亦可使用 粉 戶口後, 閣下即可透過「結算通」電話系統及中央結算
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紅色 申請表格額外申請僱員預留股份(申請公開發 系統互聯網系統(根據香港結算不時生效的《投資者戶
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售股份除外));及 (ii) 閣下獲正式授權作為該人 口操作簡介》所載程序)查詢 閣下的新戶口結餘。香 。
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士的代理代為簽署申請表格或發出 電子認購指示 港結算亦將向 閣下提供一份活動結單,列出存入 閣 下股份戶口的公開發售股份數目。
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丁 . 授權書
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如 閣下透過授權人士提出申請,本公司及聯席全球協 調人(代表包銷商)可按其認為合適的條件(包括出示獲 授權證明)酌情接納或拒絕 閣下的申請。
本公司不會就申請時繳付的款項發出收據,亦不會發出臨時 所有權文件。
退回股款
釐定發售價及公開發售股份的分配
預期發售價於二零二一年二月五日(星期五)或聯席全球協調 人(為其本身及代表包銷商)及本公司可能協定的有關較後 日期或前後釐定。申請人須繳付每股發售股份 0.58 港元的最 高發售價,另加 1% 經紀佣金、0.0027% 證監會交易徵費及 0.005% 香港聯交所交易費。倘本公司與聯席全球協調人(為 其本身及代表包銷商行事)並無於二零二一年二月五日(星期 五)或聯席全球協調人(為其本身及代表包銷商)及本公司可 能協定的有關較後日期或之前協定發售價,股份發售將不會 進行並將告失效。 截止登記認購申請前概不處理公開發售股份的申請或配發任 何公開發售股份。 本公司預期於二零二一年二月十八日(星期四)在香港聯交所 網站 ( www.hkexnews.hk ) 及本公司網站 ( www.pangaea.com.hk ) 公佈最終發售價、配售踴躍程度、公開發售及僱員優先發售 認購水平及公開發售股份及僱員預留股份分配基準。公開發 售的分配結果以及成功申請人的香港身份證╱護照╱香港商 業登記號碼(如適用)亦同於上述網站公佈。
如招股章程「股份發售的架構」一節所述,發售股份在公開 發售與配售之間的分配可予重新分配。特別是,聯席全球協 調人(為其本身及代表包銷商)可將發售股份由配售重新分配 至公開發售以應付公開發售的有效申請。根據聯交所發佈的
若 閣下未獲分配任何公開發售股份或申請僅部分獲接納, 本公司將不計利息退回 閣下的申請股款(包括相關的 1% 經 紀佣金、0.0027% 證監會交易徵費及 0.005% 香港聯交所交易 費)。如發售價低於最高發售價,本公司將不計利息退回多 收申請股款(包括相關的 1% 經紀佣金、0.0027% 證監會交易 徵費及 0.005% 香港聯交所交易費)。
有關退款程序載於招股章程「如何申請公開發售股份及僱員 預留股份[—] 14. 寄發╱領取股票及退款」一節。
閣下提供給卓佳證券登記有限公司的資料的有關影響
卓佳證券登記有限公司和其有關連的法人團體、董事、高級 人員、僱員及代理(「 代表 」)在法律所容許的最大限度內明 確卸棄及免除在任何方面與申請人或代表申請人在此文件提 供的或與此文件或在此文件下提供的任何服務相關的任何資 料,或任何申請人或代表申請人提供與此文件或在此文件下 提供的任何服務相關的任何其他書面或口頭通訊,有關或相 關由申請人或任何其他人士或實體所遭受或招致不論如何造 成的任何損失或損害的任何法律責任。此包括,但不限於, 該等資料中不論如何造成的任何錯誤或遺漏,或代表或任何 其他人士或實體對該等資料或任何該等資料的文件記錄、影 像、記錄或複製品作出的任何依據,或其準確性、完整性、 合時性或可靠性。
Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant
Personal Data
Personal Information Collection Statement
Transfer of personal data
3. Transfer of personal data Personal data held by the Company and its Hong Kong Share Registrar relating to the securities holders will be kept confidential but the Company and its Hong Kong Share Registrar may, to the extent necessary for achieving any of the above purposes, disclose, obtain or transfer (whether within or outside Hong Kong) the personal data to, from or with any of the following:
This Personal Information Collection Statement informs the applicant for, and holder of, Public Offer Shares, of the policies and practices of the Company and its Hong Kong Share Registrar in relation to personal data and the Personal Data (Privacy) Ordinance (Chapter 486 of the Laws of Hong Kong) (the “ Ordinance ”).
1. Reasons for the collection of your personal data from or with any of the following:
It is necessary for applicants and registered holders of securities to supply correct personal data to • the Company’s appointed agents such as the Company or its agents and the Hong Kong financial advisers, receiving bankers and Share Registrar when applying for securities or overseas principal share registrar; transferring securities into or out of their names or • where applicants for securities request a deposit in procuring the services of the Hong Kong Share into CCASS, HKSCC or HKSCC Nominees, Registrar. who will use the personal data for the purposes Failure to supply the requested data may result of operating CCASS; in your application for securities being rejected, • any agents, contractors or third-party or in delay or the inability of the Company or its service providers who offer administrative,
Hong Kong Share Registrar to effect transfers or telecommunications, computer, payment or
otherwise render their services. It may also prevent other services to the Company or the Hong
or delay registration or transfers of the Public Offer Kong Share Registrar in connection with their
Shares which you have successfully applied for and/ or the despatch of share certificate(s) and/or refund respective business operation; cheque(s) to which you are entitled. • the Hong Kong Stock Exchange, the SFC and It is important that securities holders inform the any other statutory regulatory or governmental Company and the Hong Kong Share Registrar bodies or otherwise as required by laws, rules immediately of any inaccuracies in the personal data or regulations; and supplied. • any persons or institutions with which the
- any persons or institutions with which the securities holders have or propose to have dealings, such as their bankers, solicitors, accountants or stockbrokers etc.
2. Purposes
- The personal data of the securities holders may be used, held and processed, and/or stored (by whatever means) for the following purposes: • processing your application, refund cheque and 4. Retention of personal data e-Auto Refund payment instruction(s), where applicable, verification of compliance with the terms and application procedures set out in this Application Form and the Prospectus and announcing results of allocation of the Public Offer Shares;
The Company and its Hong Kong Share Registrar will keep the personal data of the applicants and holders of securities for as long as necessary to fulfil the purposes for which the personal data were collected. Personal data which is no longer required will be destroyed or dealt with in accordance with the Ordinance.
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c o m p l i a n c e w i t h a p p l i c a b l e l a w s a n d regulations in Hong Kong and elsewhere;
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• registering new issues or transfers into or out of the names of securities holders including, where applicable, HKSCC Nominees;
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• maintaining or updating the register of securities holders of the Company;
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• verifying securities holders’ identities; • establishing benefit entitlements of securities holders of the Company, such as dividends, rights issues, bonus issues, etc.;
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• distributing communications from the Company and its subsidiaries;
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• compiling statistical information and securities holders profiles;
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• disclosing relevant information to facilitate claims on entitlements; and
5. Access to and correction of personal data
- Securities holders have the right to ascertain whether the Company or the Hong Kong Share Registrar hold their personal data, to obtain a copy of that data, and to correct any data that is inaccurate. The Company and the Hong Kong Share Registrar have the right to charge a reasonable fee for the processing of such requests.
- All requests for access to data or correction of data should be addressed to us, at our registered address disclosed in the section headed “Corporate information” of the Prospectus or as notified from time to time, for the attention of the company secretary, or our Hong Kong Share Registrar for the attention of the privacy compliance officer.
- any other incidental or associated purposes relating to the above and/or to enable the Company and the Hong Kong Share Registrar to discharge their obligations to securities holders and/or regulators and/or any other purposes to which the securities holders may from time to time agree.
By signing an Application Form or by giving electronic application instructions to HKSCC, you agree to all of the above.
如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股份, 並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有人股 份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格
個人資料
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個人資料收集聲明 3. 轉交個人資料 此項個人資料收集聲明是向公開發售股份的申請 本公司及其香港股份過戶登記處所持有關證 人和持有人說明有關本公司及其香港股份過戶登 券持有人的個人資料將會保密,但本公司及 記處有關個人資料和香港法例第 486 章《個人資料 章《個人資料 其香港股份過戶登記處可以在為達到上述任
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(私隱)條例》(「《(「《 條例 》」)方面的政策和慣例。 何目的之必要情況下,向、從或連同下列任 何人士或機構披露、獲取或轉交(無論在香港
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1. 收集 閣下個人資料的原因 境內或境外)有關個人資料: 證券申請人及登記持有人以本身名義申請證 • 本公司委任的代理,例如財務顧問、收 券或轉讓或受讓證券時或尋求香港股份過戶 款銀行和主要海外股份過戶登記處; 登記處的服務時,必須向本公司或其代理及 • 如證券申請人要求將證券存於中央結算 香港股份過戶登記處提供準確個人資料。 系統、香港結算或香港結算代理人,彼 未能提供所要求的資料可能導致 閣下申請 等將會就中央結算系統的運作使用有關 個人資料;
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證券被拒或延遲,或本公司或其香港股份過 • 向本公司或香港股份過戶登記處提供與
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戶登記處無法落實轉讓或以其他方式提供服 務。此舉也可能妨礙或延遲登記或轉讓 閣 其各自業務營運有關的行政、電訊、電 腦、付款或其他服務的任何代理、承包
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下成功申請的公開發售股份及╱或寄發 閣 商或第三方服務供應商;
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下應得的股票及╱或退款支票。 • 香港聯交所、證監會及任何其他法定監
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重要提示:證券持有人所提供的個人資料如 管機關或政府部門或法例、規則或法規
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有任何錯誤,須立即知會本公司及香港股份 規定的其他機構;及
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過戶登記處。 • 證券持有人與其進行或擬進行交易的任 何人士或機構,例如彼等的銀行、律師、
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2. 目的 會計師或股票經紀等。
此項個人資料收集聲明是向公開發售股份的申請 人和持有人說明有關本公司及其香港股份過戶登 記處有關個人資料和香港法例第 486 章《個人資料 章《個人資料 (私隱)條例》(「《(「《 條例 》」)方面的政策和慣例。
2. 目的 會計師或股票經紀等。
證券持有人的個人資料可以任何方式使用、 持有、處理及╱或保存,以作下列用途: 4. 個人資料的保留
• 處理 閣下的申請、退款支票及電子退 本公司及其香港股份過戶登記處將按收集個
款指示(如適用)、核實是否符合本申請 人資料所需的用途保留證券申請人及持有人
表格及招股章程載列的條款和申請程序 的個人資料。無需保留的個人資料將會根據
以及公佈公開發售股份的分配結果; 《條例》銷毀或處理。
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遵守香港及其他地區的適用法律及法規;
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• 以證券持有人(包括香港結算代理人(如 適用))的名義登記新發行證券或轉讓或 受讓證券;
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• 存置或更新本公司證券持有人的名冊; • 核實證券持有人的身份; • 確定本公司證券持有人的受益權利,例 如股息、供股和紅股等;
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• 分發本公司及其附屬公司的通訊; • 編製統計數據和證券持有人資料; • 披露有關資料以便就權益索償;及
5. 查閱和更正個人資料
- 證券持有人有權確定本公司或香港股份過戶 登記處是否持有其個人資料,並有權索取有 關該資料的副本並更正任何不準確資料。本 公司和香港股份過戶登記處有權就處理任何 查閱資料的要求收取合理費用。 所有查閱資料或更正資料的要求應按招股章 程「公司資料」一節所披露或不時知會的本公 司註冊地址送交公司秘書,或向本公司的香 港股份過戶登記處的個人資料私隱事務主任 提出。
- 與上述有關的任何其他附帶或相關目的 及╱或使本公司及香港股份過戶登記處 能履行對證券持有人及╱或監管機構承 擔的責任及╱或證券持有人不時同意的 任何其他目的。