Palantir Technologies Inc. — Director's Dealing 2024

Feb 9, 2024

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Palantir Technologies Inc. (PLTR)
CIK: 0001321655
Period of Report: 2024-02-06

Reporting Person: Taylor Ryan D. (See Remarks)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2024-02-06	Class A Common Stock	M	120000	$4.72	Acquired	301460	Direct
2024-02-06	Class A Common Stock	S	120000	$22	Disposed	181460	Direct
2024-02-08	Class A Common Stock	M	150000	$4.72	Acquired	331460	Direct
2024-02-08	Class A Common Stock	S	150000	$24.0005	Disposed	181460	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2024-02-06	Employee Stock Option (Right to buy)	$4.72	M	120000	Disposed	2030-06-03	Class A Common Stock (120000)	Direct
2024-02-08	Employee Stock Option (Right to buy)	$4.72	M	150000	Disposed	2030-06-03	Class A Common Stock (150000)	Direct

Footnotes

F1: This transaction is part of a related series of transactions undertaken on February 6, 2024 pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into on March 12, 2023. The Reporting Person exercised 120,000 vested Class A Common Stock options and immediately sold the shares of Class A Common Stock in the open market.

F2: This transaction is part of a related series of transactions undertaken on February 8, 2024 pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into on March 12, 2023. The Reporting Person exercised 150,000 vested Class A Common Stock options and immediately sold the shares of Class A Common Stock in the open market.

F3: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $24.00 to $24.05. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

F4: The options exercised in this transaction were fully vested and exercisable as of the transaction date.

F5: Previously reported as a Class B stock option due to administrative error.