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Palantir Technologies Inc. Director's Dealing 2024

Aug 15, 2024

29752_dirs_2024-08-14_7a777cb3-d680-41fb-bf0f-734a8ae25f9a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Palantir Technologies Inc. (PLTR)
CIK: 0001321655
Period of Report: 2024-08-12

Reporting Person: Glazer David A. (See Remarks)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-08-12 Class A Common Stock M 107500 $4.72 Acquired 405512 Direct
2024-08-12 Class A Common Stock S 107500 $31.1804 Disposed 298012 Direct
2024-08-14 Class A Common Stock M 72500 $4.72 Acquired 370512 Direct
2024-08-14 Class A Common Stock S 72500 $31.18 Disposed 298012 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2024-08-12 Employee Stock Option (Right to buy) $4.72 M 107500 Disposed 2030-06-03 Class A Common Stock (107500) Direct
2024-08-14 Employee Stock Option (Right to buy) $4.72 M 72500 Disposed 2030-06-03 Class A Common Stock (72500) Direct

Footnotes

F1: This transaction is part of a related series of transactions undertaken on August 12, 2024 pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into on December 12, 2023. The Reporting Person exercised 107,500 vested Class A Common Stock options and immediately sold the shares of Class A Common Stock in the open market.

F2: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $31.18 to $31.19. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

F3: This transaction is part of a related series of transactions undertaken on August 14, 2024 pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into on December 12, 2023. The Reporting Person exercised 72,500 vested Class A Common Stock options and immediately sold the shares of Class A Common Stock in the open market.

F4: The options exercised in this transaction were fully vested and exercisable as of the transaction date.