Palantir Technologies Inc. — Director's Dealing 2023

Feb 24, 2023

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Palantir Technologies Inc. (PLTR)
CIK: 0001321655
Period of Report: 2023-02-22

Reporting Person: Planishek Heather A. (See Remarks)

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	213023	Direct
Class A Common Stock	8130	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Employee Stock Option (Right to buy)	$4.72	2030-06-03	Class A Common Stock (32986.0)		Direct
Employee Stock Option (Right to buy)	$4.72	2030-06-03	Class A Common Stock (20321.0)		Direct
Employee Stock Option (Right to buy)	$4.72	2030-06-03	Class A Common Stock (3145.0)		Direct
Employee Stock Option (Right to buy)	$4.72	2030-06-03	Class A Common Stock (7000.0)		Direct
Employee Stock Option (Right to buy)	$4.72	2030-06-03	Class A Common Stock (50000.0)		Direct

Footnotes

F1: Of these securities, (i) 62,006 shares are held jointly with the Reporting Person's spouse, (ii) 27,153 shares are held directly, and (iii) 123,864 are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock, subject to the applicable time-based vesting schedule and conditions of each RSU and the Reporting Person continuing as a service provider through each applicable vesting date.

F2: These shares are held of record by the Reporting Person as Custodian for a minor child under the Uniform Transfers to Minors Act (CO). The Reporting Person disclaims beneficial ownership of these shares, except to the extent of her pecuniary interest therein.

F3: All of the shares subject to the option are fully vested and exercisable as of the date hereof.

F4: 1/60th of the shares subject to the option vested on April 5, 2018, and 1/60th of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.