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Palantir Technologies Inc. Director's Dealing 2023

Feb 25, 2023

29752_dirs_2023-02-24_2cf25cae-fe32-42f2-b72c-5d46696dfd5b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Palantir Technologies Inc. (PLTR)
CIK: 0001321655
Period of Report: 2023-02-22

Reporting Person: Planishek Heather A. (See Remarks)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-02-22 Class A Common Stock A 683747 Acquired 896770 Direct
2023-02-22 Class A Common Stock S 3361 $8.3473 Disposed 893409 Direct
2023-02-23 Class A Common Stock S 4023 $8.1255 Disposed 889386 Direct
2023-02-23 Class A Common Stock S 7209 $8.0313 Disposed 882177 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 8130 Indirect

Footnotes

F1: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock, subject to the applicable time-based vesting schedule and conditions of each RSU and the Reporting Person continuing as a service provider through each applicable vesting date. These RSUs were granted to the Reporting Person in connection with her appointment as Chief Accounting Officer of the Issuer, effective February 22, 2023.

F2: This transaction represents an automatic sale of shares to cover required tax withholding obligations in connection with the vesting of RSUs. All sales were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan.

F3: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $8.17 to $8.62. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

F4: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $7.92 to $8.46. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

F5: The Reporting Person sold shares of Class A Common Stock in the open market pursuant to a preexisting Rule 10b5-1 trading plan.

F6: These shares are held of record by the Reporting Person as Custodian for a minor child under the Uniform Transfers to Minors Act (CO). The Reporting Person disclaims beneficial ownership of these shares, except to the extent of her pecuniary interest therein.