Palantir Technologies Inc. — Director's Dealing 2023

Aug 4, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Palantir Technologies Inc. (PLTR)
CIK: 0001321655
Period of Report: 2023-08-01

Reporting Person: Planishek Heather A. (See Remarks)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-08-01	Class A Common Stock	M	20000	$4.72	Acquired	837540	Direct
2023-08-01	Class A Common Stock	S	20000	$20	Disposed	817540	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-08-01	Employee Stock Option (Right to buy)	$4.72	M	20000	Disposed	2030-06-03	Class A Common Stock (20000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	8130	Indirect

Footnotes

F1: All transactions listed in this Form 4 are related and represent one series of transactions undertaken pursuant to a Rule 10b5-1 trading plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into on March 8, 2023. The Reporting Person exercised vested Class A Common Stock options and immediately sold the resulting shares of Class A Common Stock in the open market.

F2: These shares are held of record by the Reporting Person as Custodian for a minor child under the Uniform Transfers to Minors Act (CO). The Reporting Person disclaims beneficial ownership of these shares, except to the extent of her pecuniary interest therein.

F3: The options exercised in this transaction were fully vested and exercisable as of the transaction date.