Palantir Technologies Inc. — Director's Dealing 2023

Dec 6, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Palantir Technologies Inc. (PLTR)
CIK: 0001321655
Period of Report: 2023-12-01

Reporting Person: Cohen Stephen Andrew (Director, See Remarks)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-12-01	Class A Common Stock	C	500000	—	Acquired	500592	Direct
2023-12-01	Class A Common Stock	S	500000	$20.0181	Disposed	592	Direct
2023-12-04	Class A Common Stock	C	156100	—	Acquired	156692	Direct
2023-12-04	Class A Common Stock	S	156100	$19.1131	Disposed	592	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-12-01	Class B Common Stock	$	C	500000	Disposed		Class A Common Stock (500000)	Direct
2023-12-04	Class B Common Stock	$	C	156100	Disposed		Class A Common Stock (156100)	Direct

Footnotes

F1: This transaction is part of a related series of transactions undertaken on December 1, 2023. The Reporting Person converted 500,000 shares of Class B Common Stock to Class A Common Stock and immediately sold the shares of Class A Common Stock in the open market pursuant to a Rule 10b5-1 trading plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into on September 1, 2023.

F2: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F3: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $19.56 to $20.28. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

F4: This transaction is part of a related series of transactions undertaken on December 4, 2023. The Reporting Person converted 156,100 shares of Class B Common Stock to Class A Common Stock and immediately sold the shares of Class A Common Stock in the open market pursuant to a Rule 10b5-1 trading plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into on September 1, 2023.

F5: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $18.99 to $19.84. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.