Palantir Technologies Inc. — Director's Dealing 2021

Apr 17, 2021

SEC Form 4/A — Form 4/A

Issuer: Palantir Technologies Inc. (PLTR)
CIK: 0001321655
Period of Report: 2021-02-19

Reporting Person: Sankar Shyam (See Remarks)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-22	Class A Common Stock	C	300000	—	Acquired	3229793	Direct
2021-02-22	Class A Common Stock	S	300000	$30.00	Disposed	2929793	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-02-22	Employee Stock Option (Right to buy)	$4.72	M	300000	Disposed	2030-06-03	Class B Common Stock (300000)	Direct
2021-02-22	Class B Common Stock	$4.72	M	300000	Acquired		Class A Common Stock (300000)	Direct
2021-02-22	Class B Common Stock	$	C	300000	Disposed		Class A Common Stock (300000)	Direct

Footnotes

F1: The original Form 4, filed February 23, 2021, inadvertently omitted reporting a related series of transactions undertaken on February 22, 2021 pursuant to a preexisting Rule 10b5-1 trading plan. The Reporting Person exercised 300,000 vested Class B Common Stock options, converted the resulting shares of Class B Common Stock to Class A Common Stock, and immediately sold the shares of Class A Common Stock in the open market. The other transactions listed on the original Form 4, filed February 23, 2021, are not restated here.

F2: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F3: This transaction represents a sale of shares in the open market made at a price of $30.00 per share.

F4: The amount listed here is the correct amount as of February 22, 2021, after giving effect to all the Reporting Person's transactions on such date. The amounts reported for transactions dated February 23, 2021, as reported on the original Form 4, filed February 23, 2021, were correct.

F5: The options exercised in this transaction were fully vested and exercisable as of the transaction date.