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Palantir Technologies Inc. — Director's Dealing 2021
Aug 21, 2021
29752_dirs_2021-08-20_20e1bce5-1333-4150-9f50-5d956ed84833.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Palantir Technologies Inc. (PLTR)
CIK: 0001321655
Period of Report: 2021-08-18
Reporting Person: Glazer David A. (See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-18 | Class A Common Stock | M | 9000 | $4.72 | Acquired | 2725244 | Direct |
| 2021-08-18 | Class A Common Stock | S | 9000 | $25.90 | Disposed | 2716244 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-08-18 | Employee Stock Option (Right to buy) | $4.72 | M | 9000 | Disposed | 2030-06-03 | Class A Common Stock (9000) | Direct |
Footnotes
F1: All transactions listed in this Form 4 are related and represent one series of transactions undertaken pursuant to a preexisting Rule 10b5-1 trading plan. The Reporting Person exercised vested Class A Common Stock options and immediately sold the resulting shares of Class A Common Stock in the open market.
F2: The options exercised in this transaction were fully vested and exercisable as of the transaction date.
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