Palantir Technologies Inc. — Director's Dealing 2021

Sep 21, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Palantir Technologies Inc. (PLTR)
CIK: 0001321655
Period of Report: 2021-09-16

Reporting Person: Glazer David A. (See Remarks)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-09-16	Class A Common Stock	M	9000	$4.72	Acquired	2524054	Direct
2021-09-16	Class A Common Stock	S	9000	$27.90	Disposed	2515054	Direct
2021-09-20	Class A Common Stock	M	18000	$4.72	Acquired	2533054	Direct
2021-09-20	Class A Common Stock	S	7461	$26.2499	Disposed	2525593	Direct
2021-09-20	Class A Common Stock	S	10539	$27.5335	Disposed	2515054	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-09-16	Employee Stock Option (Right to buy)	$4.72	M	9000	Disposed	2030-06-03	Class A Common Stock (9000)	Direct
2021-09-20	Employee Stock Option (Right to buy)	$4.72	M	18000	Disposed	2030-06-03	Class A Common Stock (18000)	Direct

Footnotes

F1: This transaction is part of a related series of transactions undertaken on September 16, 2021 pursuant to a preexisting Rule 10b5-1 trading plan. The Reporting Person exercised vested Class A Common Stock options and immediately sold the resulting shares of Class A Common Stock in the open market.

F2: This transaction is part of a related series of transactions undertaken on September 20, 2021 pursuant to a preexisting Rule 10b5-1 trading plan. The Reporting Person exercised vested Class A Common Stock options and immediately sold the resulting shares of Class A Common Stock in the open market.

F3: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $26.06 to $27.04. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (4) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate sale price.

F4: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $27.07 to $27.99. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (3) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate sale price.

F5: The options exercised in this transaction were fully vested and exercisable as of the transaction date.