Palantir Technologies Inc. — Director's Dealing 2021

Sep 24, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Palantir Technologies Inc. (PLTR)
CIK: 0001321655
Period of Report: 2021-09-21

Reporting Person: Cohen Stephen Andrew (Director, See Remarks)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-09-21	Class A Common Stock	C	6000	—	Acquired	6592	Direct
2021-09-21	Class A Common Stock	S	6000	$27.0208	Disposed	592	Direct
2021-09-22	Class A Common Stock	C	114000	—	Acquired	114592	Direct
2021-09-22	Class A Common Stock	S	114000	$27.43	Disposed	592	Direct
2021-09-23	Class A Common Stock	C	161820	—	Acquired	162412	Direct
2021-09-23	Class A Common Stock	S	129199	$28.5382	Disposed	33213	Direct
2021-09-23	Class A Common Stock	S	32621	$29.0761	Disposed	592	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-09-21	Class B Common Stock	$	C	6000	Disposed		Class A Common Stock (6000)	Direct
2021-09-22	Class B Common Stock	$	C	114000	Disposed		Class A Common Stock (114000)	Direct
2021-09-23	Class B Common Stock	$	C	161820	Disposed		Class A Common Stock (161820)	Direct

Footnotes

F1: This transaction is part of a related series of transactions undertaken on September 21, 2021 pursuant to a preexisting Rule 10b5-1 trading plan. The Reporting Person converted 6,000 shares of Class B Common Stock to Class A Common Stock and immediately sold the shares of Class A Common Stock in the open market.

F2: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F3: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $27.00 to $27.13. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

F4: This transaction is part of a related series of transactions undertaken on September 22, 2021 pursuant to a preexisting Rule 10b5-1 trading plan. The Reporting Person converted 114,000 shares of Class B Common Stock to Class A Common Stock and immediately sold the shares of Class A Common Stock in the open market.

F5: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $27.00 to $27.75. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

F6: This transaction is part of a related series of transactions undertaken on September 23, 2021 pursuant to a preexisting Rule 10b5-1 trading plan. The Reporting Person converted 161,820 shares of Class B Common Stock to Class A Common Stock and immediately sold the shares of Class A Common Stock in the open market.

F7: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $28.00 to $28.99. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (8) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

F8: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $29.00 to $29.18. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (7) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.