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Palantir Technologies Inc. — Director's Dealing 2021
Nov 2, 2021
29752_dirs_2021-11-02_ae4a90d4-b378-4821-ab0c-796c8b6669aa.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Palantir Technologies Inc. (PLTR)
CIK: 0001321655
Period of Report: 2021-10-29
Reporting Person: Glazer David A. (See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-10-29 | Class A Common Stock | M | 9000 | $4.72 | Acquired | 2524054 | Direct |
| 2021-10-29 | Class A Common Stock | S | 9000 | $25.9087 | Disposed | 2515054 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-10-29 | Employee Stock Option (Right to buy) | $4.72 | M | 9000 | Disposed | 2030-06-03 | Class A Common Stock (9000) | Direct |
Footnotes
F1: All transactions listed in this Form 4 are related and represent one series of transactions undertaken pursuant to a preexisting Rule 10b5-1 trading plan. The Reporting Person exercised vested Class A Common Stock options and immediately sold the resulting shares of Class A Common Stock in the open market.
F2: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $25.90 to $25.915. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate sale price.
F3: The options exercised in this transaction were fully vested and exercisable as of the transaction date.