Palantir Technologies Inc. — Director's Dealing 2021

Nov 5, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Palantir Technologies Inc. (PLTR)
CIK: 0001321655
Period of Report: 2021-11-02

Reporting Person: Cohen Stephen Andrew (Director, See Remarks)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-11-02	Class A Common Stock	C	132445	—	Acquired	133037	Direct
2021-11-02	Class A Common Stock	S	130945	$26.0083	Disposed	2092	Direct
2021-11-02	Class A Common Stock	S	1500	$26.6273	Disposed	592	Direct
2021-11-03	Class A Common Stock	C	17555	—	Acquired	18147	Direct
2021-11-03	Class A Common Stock	S	17555	$26.0855	Disposed	592	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-11-02	Class B Common Stock	$	C	132445	Disposed		Class A Common Stock (132445)	Direct
2021-11-03	Class B Common Stock	$	C	17555	Disposed		Class A Common Stock (17555)	Direct

Footnotes

F1: This transaction is part of a related series of transactions undertaken on November 2, 2021 pursuant to a preexisting Rule 10b5-1 trading plan. The Reporting Person converted shares of Class B Common Stock to Class A Common Stock and immediately sold the shares of Class A Common Stock in the open market.

F2: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F3: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $25.56 to $26.55. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (4) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

F4: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $26.56 to $26.69. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (3) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

F5: This transaction is part of a related series of transactions undertaken on November 3, 2021 pursuant to a preexisting Rule 10b5-1 trading plan. The Reporting Person converted shares of Class B Common Stock to Class A Common Stock and immediately sold the shares of Class A Common Stock in the open market.

F6: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $26.00 to $26.21. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.