Palantir Technologies Inc. — Director's Dealing 2021

Dec 1, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Palantir Technologies Inc. (PLTR)
CIK: 0001321655
Period of Report: 2021-11-26

Reporting Person: Karp Alexander C. (Director, See Remarks)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-11-26	Class A Common Stock	C	195443	—	Acquired	6627701	Direct
2021-11-26	Class A Common Stock	S	195443	$20.8866	Disposed	6432258	Direct
2021-11-29	Class A Common Stock	C	189695	—	Acquired	6621953	Direct
2021-11-29	Class A Common Stock	S	189695	$20.9641	Disposed	6432258	Direct
2021-11-30	Class A Common Stock	C	189696	—	Acquired	6621954	Direct
2021-11-30	Class A Common Stock	S	179027	$20.5873	Disposed	6442927	Direct
2021-11-30	Class A Common Stock	S	10669	$21.1739	Disposed	6432258	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-11-26	Class B Common Stock	$	C	195443	Disposed		Class A Common Stock (195443)	Direct
2021-11-29	Class B Common Stock	$	C	189695	Disposed		Class A Common Stock (189695)	Direct
2021-11-30	Class B Common Stock	$	C	189696	Disposed		Class A Common Stock (189696)	Direct

Footnotes

F1: This transaction is part of a related series of transactions undertaken on November 26, 2021 pursuant to a preexisting Rule 10b5-1 trading plan. The Reporting Person converted 195,443 shares of Class B Common Stock to Class A Common Stock and immediately sold the shares of Class A Common Stock in the open market.

F2: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F3: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $20.41 to $21.08. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

F4: This transaction is part of a related series of transactions undertaken on November 29, 2021 pursuant to a preexisting Rule 10b5-1 trading plan. The Reporting Person converted 189,695 shares of Class B Common Stock to Class A Common Stock and immediately sold the shares of Class A Common Stock in the open market.

F5: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $20.57 to $21.37. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

F6: This transaction is part of a related series of transactions undertaken on November 30, 2021 pursuant to a preexisting Rule 10b5-1 trading plan. The Reporting Person converted 189,696 shares of Class B Common Stock to Class A Common Stock and immediately sold the shares of Class A Common Stock in the open market.

F7: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $20.13 to $21.12. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (8) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

F8: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $21.13 to $21.23. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (7) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.