Palantir Technologies Inc. — Director's Dealing 2020

Sep 23, 2020

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Palantir Technologies Inc. (PLTR)
CIK: 0001321655
Period of Report: 2020-09-22

Reporting Person: Ho William (Controller)

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	54572	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Employee Stock Option (Right to buy)	$4.75	2024-03-16	Class A Common Stock (6750)		Direct
Employee Stock Option (Right to buy)	$2.70	2022-12-18	Class A Common Stock (60178)		Direct
Employee Stock Option (Right to buy)	$4.72	2030-06-03	Class A Common Stock (8250)		Direct
Employee Stock Option (Right to buy)	$4.72	2030-06-03	Class A Common Stock (164000)		Direct
Employee Stock Option (Right to buy)	$4.72	2030-06-03	Class A Common Stock (100000)		Direct
Employee Stock Option (Right to buy)	$4.72	2030-06-03	Class A Common Stock (100000)		Direct

Footnotes

F1: All of the shares subject to the option are fully vested and exercisable as of the date hereof.

F2: 1/60th of the shares subject to the option vested on May 1, 2017, and 1/60th of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.

F3: 1/60th of the shares subject to the option vested on February 1, 2018, and 1/60th of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.