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Palantir Technologies Inc. — Director's Dealing 2020
Sep 23, 2020
29752_dirs_2020-09-22_33fff4ac-79f9-4189-9ddc-1dddc47cf5d9.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Palantir Technologies Inc. (PLTR)
CIK: 0001321655
Period of Report: 2020-09-22
Reporting Person: Long Matthew A. (General Counsel)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to buy) | $1.50 | 2021-12-19 | Class B Common Stock (200) | Direct | |
| Employee Stock Option (Right to buy) | $2.70 | 2022-07-02 | Class B Common Stock (1000000) | Direct | |
| Employee Stock Option (Right to buy) | $4.72 | 2030-06-03 | Class B Common Stock (1100000) | Direct |
Footnotes
F1: All of the shares subject to the option are fully vested and exercisable as of the date hereof.
F2: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.
F3: 8,333 of the shares subject to the option vested on February 1, 2016 and each month thereafter through June 1, 2016; 15,091 of the shares subject to the option vested on July 1, 2016 and each month thereafter through June 1, 2019; 26,996 of the shares subject to the option vest on July 1, 2019 and each month thereafter through January 1, 2021; and the remainder of the shares subject to the option vest on February 1, 2021, subject to the Reporting Person continuing as a service provider through each such date.