Palantir Technologies Inc. — Director's Dealing 2020

Sep 23, 2020

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Palantir Technologies Inc. (PLTR)
CIK: 0001321655
Period of Report: 2020-09-22

Reporting Person: Sankar Shyam (Chief Operating Officer & EVP)

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	1456552	Direct
Class A Common Stock	850000	Indirect
Class A Common Stock	225048	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Employee Stock Option (Right to buy)	$4.72	2030-06-03	Class B Common Stock (5535000)		Direct
Employee Stock Option (Right to buy)	$11.38	2032-08-20	Class B Common Stock (7500000)		Direct

Footnotes

F1: These shares are held of record by Shyam Sankar, Trustee of The Shyam Sankar 2020 Annuity Trust u/a/d 7/14/2020 (the "Annuity Trust"). The Reporting Person disclaims beneficial ownership of the shares held by the Annuity Trust, except to the extent of his pecuniary interest therein.

F2: These shares are held of record by Shyam Sankar, Co-Trustee of the Sankar Irrevocable Remainder Trust u/a/d 4/20/2020 (the "Remainder Trust"). The Reporting Person disclaims beneficial ownership of the shares held by the Remainder Trust, except to the extent of his pecuniary interest therein.

F3: 1/60th of the shares subject to the option vested on August 1, 2016, and 1/60th of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.

F4: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F5: 1/20th of the shares subject to the option shall vest on August 20, 2021 and each three-month anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.