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Palantir Technologies Inc. Director's Dealing 2020

Oct 3, 2020

29752_dirs_2020-10-02_6e1e70ef-bcb3-4eba-a5f9-dc5e0de65785.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Palantir Technologies Inc. (PLTR)
CIK: 0001321655
Period of Report: 2020-09-30

Reporting Person: Rascoff Spencer M (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-09-30 Class A Common Stock A 148305 $0.00 Acquired 148305 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 215053 Indirect

Footnotes

F1: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock, subject to the applicable time-based vesting schedule and conditions of each RSU and the Reporting Person continuing as a service provider through each applicable vesting date. The performance condition of these previously granted RSUs was satisfied upon the listing and public trading of the Issuer's Class A Common Stock.

F2: These shares are held of record by SMR Capital Holdings LP ("SMR"). The Reporting Person is the Managing Director of SMR and is the beneficial owner of securities held by SMR.