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Palantir Technologies Inc. — Director's Dealing 2020
Oct 3, 2020
29752_dirs_2020-10-02_6e1e70ef-bcb3-4eba-a5f9-dc5e0de65785.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Palantir Technologies Inc. (PLTR)
CIK: 0001321655
Period of Report: 2020-09-30
Reporting Person: Rascoff Spencer M (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-09-30 | Class A Common Stock | A | 148305 | $0.00 | Acquired | 148305 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 215053 | Indirect |
Footnotes
F1: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock, subject to the applicable time-based vesting schedule and conditions of each RSU and the Reporting Person continuing as a service provider through each applicable vesting date. The performance condition of these previously granted RSUs was satisfied upon the listing and public trading of the Issuer's Class A Common Stock.
F2: These shares are held of record by SMR Capital Holdings LP ("SMR"). The Reporting Person is the Managing Director of SMR and is the beneficial owner of securities held by SMR.