Palantir Technologies Inc. — Director's Dealing 2020

Oct 5, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Palantir Technologies Inc. (PLTR)
CIK: 0001321655
Period of Report: 2020-09-30

Reporting Person: THIEL PETER (Director, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-09-30	Class A Common Stock	S	18367343	$10.131	Disposed	5661683	Indirect
2020-09-30	Class A Common Stock	S	2018004	$11.1596	Disposed	3643679	Indirect
2020-09-30	Class A Common Stock	S	566208	$10.131	Disposed	174532	Indirect
2020-09-30	Class A Common Stock	S	62209	$11.1596	Disposed	112323	Indirect
2020-09-30	Class A Common Stock	S	115553	$10.3365	Disposed	1620557	Indirect
2020-09-30	Class A Common Stock	S	9369	$11.1938	Disposed	0	Indirect
2020-09-30	Class A Common Stock	S	19851	$10.3365	Disposed	279538	Indirect
2020-09-30	Class A Common Stock	S	1609	$11.1938	Disposed	277929	Indirect
2020-09-30	Class A Common Stock	J	276772	$0.00	Disposed	1157	Indirect
2020-09-30	Class A Common Stock	S	32469	$10.3365	Disposed	457247	Indirect
2020-09-30	Class A Common Stock	S	2633	$11.1938	Disposed	1891	Indirect
2020-09-30	Class A Common Stock	S	656609	$10.3365	Disposed	9246785	Indirect
2020-09-30	Class A Common Stock	S	53239	$11.1938	Disposed	38229	Indirect
2020-09-30	Class A Common Stock	S	9790	$10.3365	Disposed	137316	Indirect
2020-09-30	Class A Common Stock	S	794	$11.1938	Disposed	136522	Indirect
2020-09-30	Class A Common Stock	J	136520	$0.00	Disposed	2	Indirect
2020-09-30	Class A Common Stock	S	190372	$10.3365	Disposed	2669889	Indirect
2020-09-30	Class A Common Stock	S	15436	$11.1938	Disposed	33	Indirect
2020-09-30	Class A Common Stock	S	536002	$10.3365	Disposed	7517193	Indirect
2020-09-30	Class A Common Stock	S	43460	$11.1938	Disposed	91	Indirect
2020-09-30	Class A Common Stock	S	70297	$10.3365	Disposed	985875	Indirect
2020-09-30	Class A Common Stock	S	5699	$11.1938	Disposed	0	Indirect
2020-09-30	Class A Common Stock	S	218992	$10.3365	Disposed	3071224	Indirect
2020-09-30	Class A Common Stock	S	17756	$11.1938	Disposed	0	Indirect
2020-09-30	Class A Common Stock	S	65	$10.3365	Disposed	937	Indirect
2020-09-30	Class A Common Stock	S	5	$11.1938	Disposed	932	Indirect
2020-10-02	Class A Common Stock	S	908	$9.14	Disposed	24	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	1644373	Indirect
Class A Common Stock	680815	Indirect
Class A Common Stock	3276826	Indirect

Footnotes

F1: This transaction was executed in multiple trades at prices ranging from $10.00 to $10.90. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

F2: These shares are held of record by Rivendell 7 LLC, of which the Reporting Person is the sole beneficial owner. The Reporting Person has beneficial ownership over the securities held by Rivendell 7 LLC.

F3: This transaction was executed in multiple trades at prices ranging from $11.00 to $11.40. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

F4: These shares are held of record by Rivendell 25 LLC, of which the Reporting Person is the sole beneficial owner. The Reporting Person has beneficial ownership over the securities held by Rivendell 25 LLC.

F5: This transaction was executed in multiple trades at prices ranging from $10.00 to $10.99. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

F6: These shares are held of record by The Founders Fund, LP ("FF-I"). The Reporting Person is one of the managing members of The Founders Fund Management, LLC, which is the general partner of FF-I. The Reporting Person may be deemed to have beneficial ownership over the securities held by FF-I. The Reporting Person disclaims beneficial ownership over the shares held by FF-I except to the extent of his pecuniary interest therein.

F7: This transaction was executed in multiple trades at prices ranging from $11.09 to $11.31. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

F8: Share numbers have been adjusted to reflect changes in form of beneficial ownership for no consideration in transfers exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended.

F9: These shares are held of record by The Founders Fund II Entrepreneurs Fund, LP ("FF-IIE"). The Reporting Person is one of the managing members of The Founders Fund II Management, LLC ("FFIIM"), which is the general partner of FF-IIE. The Reporting Person may be deemed to have beneficial ownership over the securities held by FF-IIE. The Reporting Person disclaims beneficial ownership over the shares held by FF-IIE except to the extent of his pecuniary interest therein.

F10: Reflects a distribution to limited partners; the Reporting Person has no pecuniary interest in the reported shares.

F11: These shares are held of record by The Founders Fund II Principals Fund, LP ("FF-IIP"). The Reporting Person is one of the managing members of FFIIM, which is the general partner of FF-IIP. The Reporting Person may be deemed to have beneficial ownership over the securities held by FF-IIP. The Reporting Person disclaims beneficial ownership over the shares held by FF-IIP except to the extent of his pecuniary interest therein.

F12: These shares are held of record by The Founders Fund II, LP ("FF-II"). The Reporting Person is one of the managing members of FFIIM, which is the general partner of FF-II. The Reporting Person may be deemed to have beneficial ownership over the securities held by FF-II. The Reporting Person disclaims beneficial ownership over the shares held by FF-II except to the extent of his pecuniary interest therein.

F13: These shares are held of record by The Founders Fund III Entrepreneurs Fund, LP ("FF-IIIE"). The Reporting Person is one of the managing members of The Founders Fund III Management, LLC ("FFIIIM"), which is the general partner of FF-IIIE. The Reporting Person may be deemed to have beneficial ownership over the securities held by FF-IIIE. The Reporting Person disclaims beneficial ownership over the shares held by FF-IIIE except to the extent of his pecuniary interest therein.

F14: These shares are held of record by The Founders Fund III Principals Fund, LP ("FF-IIIP"). The Reporting Person is one of the managing members of FFIIIM, which is the general partner of FF-IIIP. The Reporting Person may be deemed to have beneficial ownership over the securities held by FF-IIIP. The Reporting Person disclaims beneficial ownership over the shares held by FF-IIIP except to the extent of his pecuniary interest therein.

F15: These shares are held of record by The Founders Fund III, LP ("FF-III"). The Reporting Person is one of the managing members of FFIIIM, which is the general partner of FF-III. The Reporting Person may be deemed to have beneficial ownership over the securities held by FF-III. The Reporting Person disclaims beneficial ownership over the shares held by FF-III except to the extent of his pecuniary interest therein.

F16: These shares are held of record by The Founders Fund IV Principals Fund, LP ("FF-IVP"). The Reporting Person is one of the managing members of The Founders Fund IV Management, LLC ("FFIVM"), which is the general partner of FF-IVP. The Reporting Person may be deemed to have beneficial ownership over the securities held by FF-IVP. The Reporting Person disclaims beneficial ownership over the shares held by FF-IVP except to the extent of his pecuniary interest therein.

F17: These shares are held of record by The Founders Fund IV, LP ("FF-IV"). The Reporting Person is one of the managing members of FFIVM, which is the general partner of FF-IV. The Reporting Person may be deemed to have beneficial ownership over the securities held by FF-IV. The Reporting Person disclaims beneficial ownership over the shares held by FF-IV except to the extent of his pecuniary interest therein.

F18: These shares are held of record by FF Pathfinder VI, LLC ("FF Pathfinder"). The Reporting Person is one of the managing members of The Founders Fund VI Management LLC, which is the managing member of FF Pathfinder. The Reporting Person may be deemed to have beneficial ownership over the securities held by FF Pathfinder. The Reporting Person disclaims beneficial ownership over the shares held by FF Pathfinder except to the extent of his pecuniary interest therein.

F19: These shares are held of record by PT Ventures, LLC ("PTV"), of which the Reporting Person is the Managing Member. The Reporting Person may be deemed to have beneficial ownership over the securities held by PTV. The Reporting Person disclaims beneficial ownership of the shares held by PTV except to the extent of his pecuniary interest therein.

F20: These shares are held of record by Thiel Capital LLC, of which the Reporting Person is the Manager. The Reporting Person has beneficial ownership over the securities held by Thiel Capital LLC.

F21: These shares are held of record by PLTR Holdings LLC, of which the Reporting Person is the sole beneficial owner. The Reporting Person has beneficial ownership over the securities held by PLTR Holdings LLC.