Palantir Technologies Inc. — Director's Dealing 2020

Oct 6, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Palantir Technologies Inc. (PLTR)
CIK: 0001321655
Period of Report: 2020-10-02

Reporting Person: Cohen Stephen Andrew (Director, President and Secretary)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-10-02	Class A Common Stock	C	2000000	$0.00	Acquired	4402647	Direct
2020-10-02	Class A Common Stock	S	2000000	$9.0861	Disposed	2402647	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-10-02	Employee Stock Option (Right to buy)	$1.10	M	2000000	Disposed	2021-07-27	Class B Common Stock (2000000)	Direct
2020-10-02	Class B Common Stock	$	M	2000000	Acquired		Class A Common Stock (2000000)	Direct
2020-10-02	Class B Common Stock	$	C	2000000	Disposed		Class A Common Stock (2000000)	Direct

Footnotes

F1: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2: This transaction was executed in multiple trades at prices ranging from $8.94 to $9.28. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

F3: All of the shares subject to the option are fully vested and exercisable as of the date hereof.

F4: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.