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Palantir Technologies Inc. Director's Dealing 2020

Oct 6, 2020

29752_dirs_2020-10-05_d918690a-c4a3-41e6-93a1-cbcc9e032c01.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Palantir Technologies Inc. (PLTR)
CIK: 0001321655
Period of Report: 2020-10-02

Reporting Person: Taylor Ryan D. (See Remarks)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-10-02 Class A Common Stock C 33177 $0.00 Acquired 1931341 Direct
2020-10-02 Class A Common Stock S 33177 $9.1627 Disposed 1898164 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-10-02 Employee Stock Option (Right to buy) $3.25 M 33177 Disposed 2023-10-16 Class B Common Stock (33177) Direct
2020-10-02 Class B Common Stock $ M 33177 Acquired Class A Common Stock (33177) Direct
2020-10-02 Class B Common Stock $ C 33177 Disposed Class A Common Stock (33177) Direct

Footnotes

F1: Represents the conversion of Class B Common Stock to Class A Common Stock.

F2: This transaction was executed in multiple trades at prices ranging from $9.10 to $9.20. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

F3: All of the shares subject to the option are fully vested and exercisable as of the date hereof.

F4: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.