Palantir Technologies Inc. — Director's Dealing 2020

Nov 19, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Palantir Technologies Inc. (PLTR)
CIK: 0001321655
Period of Report: 2020-11-16

Reporting Person: Glazer David A. (See Remarks)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-11-16	Class A Common Stock	S	451373	$15.6898	Disposed	3302779	Direct
2020-11-16	Class A Common Stock	S	4412	$16.0613	Disposed	3298367	Direct
2020-11-17	Class A Common Stock	M	180000	$4.72	Acquired	3478367	Direct
2020-11-17	Class A Common Stock	S	180000	$18.0068	Disposed	3298367	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-11-17	Employee Stock Option (Right to buy)	$4.72	M	180000	Disposed	2030-06-03	Class A Common Stock (180000)	Direct

Footnotes

F1: These sales were made pursuant to a preexisting Rule 10b5-1 trading plan and were conducted in compliance with the Issuer's lock-up terms.

F2: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $15.02 to $16.015. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (3) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

F3: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $16.05 to $16.09. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (2) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

F4: The indicated transactions are related and represent one series of transactions undertaken pursuant to a preexisting Rule 10b5-1 trading plan and conducted in compliance with the Issuer's lock-up terms. The Reporting Person exercised vested Class A Common Stock options and immediately sold the shares of Class A Common Stock in the open market.

F5: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $18.00 to $18.04. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

F6: The options exercised in this transaction were fully vested and exercisable as of the transaction date.