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Palantir Technologies Inc. — Director's Dealing 2020
Nov 25, 2020
29752_dirs_2020-11-24_ea1e9b18-a64c-4685-9180-fc7c1bfded65.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Palantir Technologies Inc. (PLTR)
CIK: 0001321655
Period of Report: 2020-11-20
Reporting Person: Long Matthew A. (See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-20 | Class A Common Stock | S | 33928 | $18.4266 | Disposed | 840078 | Direct |
| 2020-11-20 | Class A Common Stock | S | 6789 | $19.2081 | Disposed | 833289 | Direct |
| 2020-11-23 | Class A Common Stock | S | 28855 | $19.9839 | Disposed | 804434 | Direct |
| 2020-11-23 | Class A Common Stock | S | 22495 | $20.9409 | Disposed | 781939 | Direct |
Footnotes
F1: This transaction represents an automatic sale of shares to cover required tax withholding obligations in connection with the vesting of restricted stock units. All sales were conducted in compliance with the Issuer's lock-up terms and with the Reporting Person's preexisting Rule 10b5-1 trading plan.
F2: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $18.00 to $18.995. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (3) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F3: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $19.00 to $19.63. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (2) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F4: These shares of Class A Common Stock resulted from the vesting of restricted stock units referenced in footnote (1) and were sold pursuant to a preexisting Rule 10b5-1 trading plan and in compliance with the Issuer's lock-up terms.
F5: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $19.54 to $20.51. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (6) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F6: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $20.54 to $21.43. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (5) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.