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Palantir Technologies Inc. — Director's Dealing 2020
Dec 3, 2020
29752_dirs_2020-12-02_7537a5a6-861f-4490-83e7-baaf19f7a6f1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Palantir Technologies Inc. (PLTR)
CIK: 0001321655
Period of Report: 2020-11-30
Reporting Person: Long Matthew A. (See Remarks)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-30 | Employee Stock Option (Right to buy) | $2.70 | M | 50000 | Disposed | 2022-07-02 | Class B Common Stock (50000) | Direct |
| 2020-11-30 | Class B Common Stock | $2.70 | M | 50000 | Acquired | Class A Common Stock (50000) | Direct | |
| 2020-12-01 | Employee Stock Option (Right to buy) | $2.70 | M | 75000 | Disposed | 2022-07-02 | Class B Common Stock (75000) | Direct |
| 2020-12-01 | Class B Common Stock | $2.70 | M | 75000 | Acquired | Class A Common Stock (75000) | Direct | |
| 2020-12-02 | Employee Stock Option (Right to buy) | $2.70 | M | 100000 | Disposed | 2022-07-02 | Class B Common Stock (100000) | Direct |
| 2020-12-02 | Class B Common Stock | $2.70 | M | 100000 | Acquired | Class A Common Stock (100000) | Direct |
Footnotes
F1: The indicated transactions represent the exercise by the Reporting Person of vested Class B Common Stock options. The transactions were conducted in compliance with the Issuer's lock-up terms and with the Reporting Person's preexisting Rule 10b5-1 trading plan.
F2: The options exercised in this transaction were fully vested and exercisable as of the transaction date.
F3: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.
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