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Palantir Technologies Inc. Director's Dealing 2020

Dec 3, 2020

29752_dirs_2020-12-02_7537a5a6-861f-4490-83e7-baaf19f7a6f1.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Palantir Technologies Inc. (PLTR)
CIK: 0001321655
Period of Report: 2020-11-30

Reporting Person: Long Matthew A. (See Remarks)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-11-30 Employee Stock Option (Right to buy) $2.70 M 50000 Disposed 2022-07-02 Class B Common Stock (50000) Direct
2020-11-30 Class B Common Stock $2.70 M 50000 Acquired Class A Common Stock (50000) Direct
2020-12-01 Employee Stock Option (Right to buy) $2.70 M 75000 Disposed 2022-07-02 Class B Common Stock (75000) Direct
2020-12-01 Class B Common Stock $2.70 M 75000 Acquired Class A Common Stock (75000) Direct
2020-12-02 Employee Stock Option (Right to buy) $2.70 M 100000 Disposed 2022-07-02 Class B Common Stock (100000) Direct
2020-12-02 Class B Common Stock $2.70 M 100000 Acquired Class A Common Stock (100000) Direct

Footnotes

F1: The indicated transactions represent the exercise by the Reporting Person of vested Class B Common Stock options. The transactions were conducted in compliance with the Issuer's lock-up terms and with the Reporting Person's preexisting Rule 10b5-1 trading plan.

F2: The options exercised in this transaction were fully vested and exercisable as of the transaction date.

F3: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.